Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016

Detalhes bibliográficos
Ano de defesa: 2021
Autor(a) principal: Napoleão Neto, João Juarez
Orientador(a): Corrêa, Denise Maria Moreira Chagas
Banca de defesa: Não Informado pela instituição
Tipo de documento: Dissertação
Tipo de acesso: Acesso aberto
Idioma: por
Instituição de defesa: Não Informado pela instituição
Programa de Pós-Graduação: Não Informado pela instituição
Departamento: Não Informado pela instituição
País: Não Informado pela instituição
Palavras-chave em Português:
Link de acesso: http://www.repositorio.ufc.br/handle/riufc/60113
Resumo: The concept of efficiency is related to the optimal combination of resource consumption and product generation. Within the scope of the Brazilian Public Administration, efficiency has become a legal duty, by virtue of the constitutional principle, contemplated in art. 37 of the Federal Constitution (CF) in force. In this sense, efficiency is even more relevant in the context of the fiscal crisis that broke out in 2015, when Constitutional Amendment (EC) no. 95/2016, known as the Law on the Ceiling of Public Spending. Under this focus, the objective of the present study was to analyze the relative efficiency of public resources for academic management within the scope of the Brazilian Federal Institutions of Higher Education (IFES), in the context of the Ceiling Law. For this, this descriptive, quantitative and documentary study made use of the data envelopment analysis, and of the Malmquist Index, both with orientation to outputs and, considering variable returns of scale. As factors of the analysis, data were collected from the IFES Management Reports and the RUF ranking of 58 Brazilian federal universities, from 2016 to 2018. The results revealed that, in 2017, the first year of validity of the EC, there was an increase in the score efficiency, as well as the number of efficient DMUs. In 2018, the average score fell, however, at a level higher than the average observed in 2016. Four universities were efficient in all exercises in the six dimensions analyzed: UFMG, UFPA, UFAM and UFAC and, among them, the first two are discarded as the main benchmarks in the triennium. The greatest potentials for improvement were the RUF score and the number of professors, in outputs and inputs, respectively. UFT was the DMU that presented the greatest gains in productive efficiency in the context of EC 95/2016 and UNIFESSPA presented the greatest losses. In addition, it was found in the analysis of the three-year conglomerate, that old universities with a higher degree of focus for postgraduate studies (PG) had averages in the three years higher than new universities and with a lower degree of focus for PG and the region North had the highest efficiency average, while South, the lowest average in the same period.
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spelling Napoleão Neto, João JuarezCorrêa, Denise Maria Moreira Chagas2021-08-25T13:39:10Z2021-08-25T13:39:10Z2021NAPOLEÃO NETO, J. J. Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016. 2021. 221 f. Dissertação (Mestrado em Administração em Controladoria) - Programa de Pós-Graduação em Administração e Controladoria, Faculdade de Economia, Administração, Atuária e Contabilidade, Universidade Federal do Ceará, Fortaleza, 2021.http://www.repositorio.ufc.br/handle/riufc/60113The concept of efficiency is related to the optimal combination of resource consumption and product generation. Within the scope of the Brazilian Public Administration, efficiency has become a legal duty, by virtue of the constitutional principle, contemplated in art. 37 of the Federal Constitution (CF) in force. In this sense, efficiency is even more relevant in the context of the fiscal crisis that broke out in 2015, when Constitutional Amendment (EC) no. 95/2016, known as the Law on the Ceiling of Public Spending. Under this focus, the objective of the present study was to analyze the relative efficiency of public resources for academic management within the scope of the Brazilian Federal Institutions of Higher Education (IFES), in the context of the Ceiling Law. For this, this descriptive, quantitative and documentary study made use of the data envelopment analysis, and of the Malmquist Index, both with orientation to outputs and, considering variable returns of scale. As factors of the analysis, data were collected from the IFES Management Reports and the RUF ranking of 58 Brazilian federal universities, from 2016 to 2018. The results revealed that, in 2017, the first year of validity of the EC, there was an increase in the score efficiency, as well as the number of efficient DMUs. In 2018, the average score fell, however, at a level higher than the average observed in 2016. Four universities were efficient in all exercises in the six dimensions analyzed: UFMG, UFPA, UFAM and UFAC and, among them, the first two are discarded as the main benchmarks in the triennium. The greatest potentials for improvement were the RUF score and the number of professors, in outputs and inputs, respectively. UFT was the DMU that presented the greatest gains in productive efficiency in the context of EC 95/2016 and UNIFESSPA presented the greatest losses. In addition, it was found in the analysis of the three-year conglomerate, that old universities with a higher degree of focus for postgraduate studies (PG) had averages in the three years higher than new universities and with a lower degree of focus for PG and the region North had the highest efficiency average, while South, the lowest average in the same period.O conceito de eficiência está relacionado à combinação ótima entre consumo de recursos e geração de produtos. No âmbito da Administração Pública brasileira, a eficiência tornou-se um dever legal, por força do princípio constitucional, contemplado no art. 37 da Constituição Federal (CF) em vigor. Nesse sentido, a eficiência assume uma relevância ainda maior no contexto da crise fiscal eclodida em 2015, quando aprovada a Emenda Constitucional (EC) no. 95/2016, conhecida como a Lei do Teto dos gastos públicos. Sob este enfoque, o objetivo do presente estudo consistiu em analisar a eficiência relativa dos recursos públicos para a gestão acadêmica no âmbito das Instituições Federais de Ensino Superior (IFES), no contexto da Lei do Teto. Para tanto, este estudo descritivo, quantitativo e documental fez uso da análise envoltória dos dados, e do Índice de Malmquist, ambos com orientação para outputs e, considerando retornos variáveis de escala. Como fatores da análise, foram utilizados dados coletados dos Relatórios de Gestão das IFES e do ranking RUF de 58 universidades federais brasileiras, de 2016 a 2018. Os resultados revelaram que, em 2017, primeiro ano de vigência da EC, houve um aumento no escore médio de eficiência, bem como na quantidade de DMUs eficientes. Em 2018, o escore médio caiu, porém, em patamar superior à média observada em 2016. Quatro universidades foram eficientes em todos os exercícios nas seis dimensões analisadas: UFMG, UFPA, UFAM e UFAC e, dentre elas, as duas primeiras descaram-se como principais benchmarks no triênio. Os maiores potenciais de melhoria foram da nota RUF e da quantidade de docentes, nos outputs e inputs, respectivamente. A UFT foi a DMU que apresentou os maiores ganhos de eficiência produtiva no contexto da EC 95/2016 e a UNIFESSPA apresentou as maiores perdas. Ademais, verificou-se na análise de conglomerado do triênio, que as universidades antigas e com maior grau de foco para a pós-graduação (PG) apresentaram médias no triênio superiores às universidades novas e com menor grau de foco para a PG e a região Norte apresentou a maior média de eficiência, enquanto a Sul, a menor média no mesmo período.Análise envoltória dos dadosÍndice de MalmquistUniversidades Federais BrasileirasEmenda Constitucional nº 95/2016Lei do Teto dos Gastos PúblicosEficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisporreponame:Repositório Institucional da Universidade Federal do Ceará (UFC)instname:Universidade Federal do Ceará (UFC)instacron:UFCinfo:eu-repo/semantics/openAccessORIGINAL2021_dis_jjnapoleaoneto.pdf2021_dis_jjnapoleaoneto.pdfapplication/pdf2457155http://repositorio.ufc.br/bitstream/riufc/60113/1/2021_dis_jjnapoleaoneto.pdf9a693c4a408cf20a29807594ae1dd53bMD51LICENSElicense.txtlicense.txttext/plain; charset=utf-81748http://repositorio.ufc.br/bitstream/riufc/60113/2/license.txt8a4605be74aa9ea9d79846c1fba20a33MD52riufc/601132021-08-25 10:39:10.994oai:repositorio.ufc.br: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Repositório InstitucionalPUBhttp://www.repositorio.ufc.br/ri-oai/requestbu@ufc.br || repositorio@ufc.bropendoar:2021-08-25T13:39:10Repositório Institucional da Universidade Federal do Ceará (UFC) - Universidade Federal do Ceará (UFC)false
dc.title.pt_BR.fl_str_mv Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
title Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
spellingShingle Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
Napoleão Neto, João Juarez
Análise envoltória dos dados
Índice de Malmquist
Universidades Federais Brasileiras
Emenda Constitucional nº 95/2016
Lei do Teto dos Gastos Públicos
title_short Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
title_full Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
title_fullStr Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
title_full_unstemmed Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
title_sort Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016
author Napoleão Neto, João Juarez
author_facet Napoleão Neto, João Juarez
author_role author
dc.contributor.author.fl_str_mv Napoleão Neto, João Juarez
dc.contributor.advisor1.fl_str_mv Corrêa, Denise Maria Moreira Chagas
contributor_str_mv Corrêa, Denise Maria Moreira Chagas
dc.subject.por.fl_str_mv Análise envoltória dos dados
Índice de Malmquist
Universidades Federais Brasileiras
Emenda Constitucional nº 95/2016
Lei do Teto dos Gastos Públicos
topic Análise envoltória dos dados
Índice de Malmquist
Universidades Federais Brasileiras
Emenda Constitucional nº 95/2016
Lei do Teto dos Gastos Públicos
description The concept of efficiency is related to the optimal combination of resource consumption and product generation. Within the scope of the Brazilian Public Administration, efficiency has become a legal duty, by virtue of the constitutional principle, contemplated in art. 37 of the Federal Constitution (CF) in force. In this sense, efficiency is even more relevant in the context of the fiscal crisis that broke out in 2015, when Constitutional Amendment (EC) no. 95/2016, known as the Law on the Ceiling of Public Spending. Under this focus, the objective of the present study was to analyze the relative efficiency of public resources for academic management within the scope of the Brazilian Federal Institutions of Higher Education (IFES), in the context of the Ceiling Law. For this, this descriptive, quantitative and documentary study made use of the data envelopment analysis, and of the Malmquist Index, both with orientation to outputs and, considering variable returns of scale. As factors of the analysis, data were collected from the IFES Management Reports and the RUF ranking of 58 Brazilian federal universities, from 2016 to 2018. The results revealed that, in 2017, the first year of validity of the EC, there was an increase in the score efficiency, as well as the number of efficient DMUs. In 2018, the average score fell, however, at a level higher than the average observed in 2016. Four universities were efficient in all exercises in the six dimensions analyzed: UFMG, UFPA, UFAM and UFAC and, among them, the first two are discarded as the main benchmarks in the triennium. The greatest potentials for improvement were the RUF score and the number of professors, in outputs and inputs, respectively. UFT was the DMU that presented the greatest gains in productive efficiency in the context of EC 95/2016 and UNIFESSPA presented the greatest losses. In addition, it was found in the analysis of the three-year conglomerate, that old universities with a higher degree of focus for postgraduate studies (PG) had averages in the three years higher than new universities and with a lower degree of focus for PG and the region North had the highest efficiency average, while South, the lowest average in the same period.
publishDate 2021
dc.date.accessioned.fl_str_mv 2021-08-25T13:39:10Z
dc.date.available.fl_str_mv 2021-08-25T13:39:10Z
dc.date.issued.fl_str_mv 2021
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dc.identifier.citation.fl_str_mv NAPOLEÃO NETO, J. J. Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016. 2021. 221 f. Dissertação (Mestrado em Administração em Controladoria) - Programa de Pós-Graduação em Administração e Controladoria, Faculdade de Economia, Administração, Atuária e Contabilidade, Universidade Federal do Ceará, Fortaleza, 2021.
dc.identifier.uri.fl_str_mv http://www.repositorio.ufc.br/handle/riufc/60113
identifier_str_mv NAPOLEÃO NETO, J. J. Eficiência relativa e eficiência dinâmica dos recursos das universidades federais no contexto da Emenda Constitucional 95/2016. 2021. 221 f. Dissertação (Mestrado em Administração em Controladoria) - Programa de Pós-Graduação em Administração e Controladoria, Faculdade de Economia, Administração, Atuária e Contabilidade, Universidade Federal do Ceará, Fortaleza, 2021.
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