Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso

Detalhes bibliográficos
Ano de defesa: 2020
Autor(a) principal: Ágnez de Lélis Saraiva
Orientador(a): Não Informado pela instituição
Banca de defesa: Não Informado pela instituição
Tipo de documento: Tese
Tipo de acesso: Acesso aberto
Idioma: por
Instituição de defesa: Universidade Federal de Minas Gerais
Programa de Pós-Graduação: Não Informado pela instituição
Departamento: Não Informado pela instituição
País: Não Informado pela instituição
Palavras-chave em Português:
Link de acesso: https://hdl.handle.net/1843/36359
Resumo: The Federal Constitution of 1988 establishes for the educational policy of the country a federal environment in which its entities can organize their educational systems in collaboration (BRAZIL, 1988, art. 211, caput). Since its enactment, this environment has undergone transformations and the Union, using its legislative powers, has expanded the formulation of norms and basic education programs to be implemented by sub-national entities. Law 11.738 establishing the national professional salary floor for professionals in the public administration of basic education and Goal 1 of the National Education Plan 2014-2024, the object of study of this thesis, are some of these federal norms. In view of the wide inequalities among subnational jurisdictions, particularly the municipalities, this study asks: how do the stocks of resources affect the municipal "capacities" to implement federal norms and programs for the promotion of equity in the implementation of educational policies and/or programs? To answer this problem, this study starts from the analysis of the institutional environment that frames the relations among the federation entities through federal legislation for educational policy. It then analyzes the constituent process of 1987 and 1988 that culminated in the inclusion of the provision that guides the organization of the national system of education from a federative base and mediated by the collaboration regime (BRAZIL, 1988, art. 211, caput). At this time, a review of educational policy studies published in Brazil is being carried out to identify the conceptions and approaches to the functioning of the educational system and policy in the country. The study moves towards the analysis of the state capacity studies to find the definition, its constructs and the variables to undertake its analysis. Finally, it analyses the state capacities for educational policies of the four municipalities selected. This path seeks to achieve the general objective of the thesis, which is to analyze the resource stocks of the mining municipalities for the implementation of the two federal standards selected in their respective educational systems and network. Research and data analysis reveal that the federal environment for educational policy has become more centralized in the last three decades, that discussions in the constituency around the federal environment for educational policy and the term collaborative regime were not the most tense, and the repeated presence of this term in federal legislation for basic education policy has different meanings that have influenced educational policy studies. Finally, this thesis concludes that despite the federative centralization and the collaborative regime present in federal legislation, the municipalities, mainly responsible for implementing Law 11.738/2008 and Target 1 of the PNE 2014-2024, present inequalities in their stocks of resources that define unequal state capacities for implementation.
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spelling 2021-06-05T16:15:58Z2025-09-08T23:55:35Z2021-06-05T16:15:58Z2020-02-10https://hdl.handle.net/1843/36359The Federal Constitution of 1988 establishes for the educational policy of the country a federal environment in which its entities can organize their educational systems in collaboration (BRAZIL, 1988, art. 211, caput). Since its enactment, this environment has undergone transformations and the Union, using its legislative powers, has expanded the formulation of norms and basic education programs to be implemented by sub-national entities. Law 11.738 establishing the national professional salary floor for professionals in the public administration of basic education and Goal 1 of the National Education Plan 2014-2024, the object of study of this thesis, are some of these federal norms. In view of the wide inequalities among subnational jurisdictions, particularly the municipalities, this study asks: how do the stocks of resources affect the municipal "capacities" to implement federal norms and programs for the promotion of equity in the implementation of educational policies and/or programs? To answer this problem, this study starts from the analysis of the institutional environment that frames the relations among the federation entities through federal legislation for educational policy. It then analyzes the constituent process of 1987 and 1988 that culminated in the inclusion of the provision that guides the organization of the national system of education from a federative base and mediated by the collaboration regime (BRAZIL, 1988, art. 211, caput). At this time, a review of educational policy studies published in Brazil is being carried out to identify the conceptions and approaches to the functioning of the educational system and policy in the country. The study moves towards the analysis of the state capacity studies to find the definition, its constructs and the variables to undertake its analysis. Finally, it analyses the state capacities for educational policies of the four municipalities selected. This path seeks to achieve the general objective of the thesis, which is to analyze the resource stocks of the mining municipalities for the implementation of the two federal standards selected in their respective educational systems and network. Research and data analysis reveal that the federal environment for educational policy has become more centralized in the last three decades, that discussions in the constituency around the federal environment for educational policy and the term collaborative regime were not the most tense, and the repeated presence of this term in federal legislation for basic education policy has different meanings that have influenced educational policy studies. Finally, this thesis concludes that despite the federative centralization and the collaborative regime present in federal legislation, the municipalities, mainly responsible for implementing Law 11.738/2008 and Target 1 of the PNE 2014-2024, present inequalities in their stocks of resources that define unequal state capacities for implementation.FAPEMIG - Fundação de Amparo à Pesquisa do Estado de Minas GeraisporUniversidade Federal de Minas GeraisFederalismoCapacidade de implementaçãoRegime de colaboraçãoBrasil - [Lei n.11.738, de 16 de julho de 2008] - AvaliaçãoPlano Nacional de Educação (Brasil) - AvaliaçãoEducaçãoEducação e EstadoAvaliação educacionalFederalismo - Aspectos educacionaisAdministração municipal - EducaçãoPoliticas públicasEducação - Cooperação intergovernamentalSistemas de escolas municipaisCapacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de casoinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisÁgnez de Lélis Saraivainfo:eu-repo/semantics/openAccessreponame:Repositório Institucional da UFMGinstname:Universidade Federal de Minas Gerais (UFMG)instacron:UFMGhttp://lattes.cnpq.br/6097836630485843Marisa Ribeiro Teixeira Duartehttp://lattes.cnpq.br/3026096226745336Andréa Barbosa GouveiaBruno Lazzarotti Diniz CostaJosé Ângelo MachadoCarlos Roberto Jamil CuryA Constituição Federal de 1988 estabelece para a política educacional do país um ambiente federativo em que os seus entes podem organizar seus sistemas de ensino em regime de colaboração (BRASIL, 1988, art. 211, caput). Desde que foi promulgada, este ambiente passou por transformações e a União, utilizando das suas competências legislativas, ampliou a formulação de normas e programas de educação básica para serem implementadas pelos entes subnacionais. A Lei nº 11.738 que institui o piso salarial profissional nacional para os profissionais do magistério público da educação básica e a Meta 1 do Plano Nacional de Educação 2014-2024, objetos de estudo desta tese, são algumas destas normas federais. Em vista das amplas desigualdades entre as jurisdições subnacionais, particularmente os municípios, este estudo indaga: como os estoques de recursos afetam as "capacidades" municipais de implementação das normas e programas federais para a promoção da equidade na efetivação de políticas e/ou programas educacionais? Para responder a este problema, este estudo parte da análise do ambiente institucional que emoldura as relações entre os entes da federação através da legislação federal para a política educacional. Em seguida, analisa o processo constituinte de 1987 e 1988 que culminou na inclusão do dispositivo que orienta a organização do sistema nacional de educação de base federativa e mediado pelo regime de colaboração (BRASIL, 1988, art. 211, caput). Neste momento, faz-se uma revisão dos estudos de política educacional publicados no Brasil para identificar as concepções e abordagens acerca do funcionamento do sistema e da política educacional do país. O estudo avança para as análises dos estudos de capacidade estatal para encontrar a definição, os seus constructos e as variáveis para empreender as suas análises. Por fim, analisa as capacidades estatais para as políticas educacionais dos quatro municípios selecionados. Este percurso busca atingir o objetivo geral da tese que é analisar os estoques de recursos dos municípios mineiros para implementação das duas normas federais selecionadas em seus respectivos sistemas e rede de ensino. A pesquisa e as análises dos dados revelam que o ambiente federativo para a política educacional tornou-se mais centralizado nas três últimas décadas, que as discussões na constituinte em torno do ambiente federativo para a política educacional e do termo regime de colaboração não foram as mais tensas e a repetida presença deste termo na legislação federal para a política de educação básica apresenta significados diversos que influenciou os estudos de política educacional. Por fim, esta tese conclui que apesar da centralização federativa e do regime de colaboração presente na legislação federal, os municípios, principais responsáveis pela implementação da Lei nº 11.738/2008 e da Meta 1 do PNE 2014-2024 apresentam desigualdades nos seus estoques de recursos que definem desiguais capacidades estatais de implementação.0000-0003-2352-4352BrasilFAE - FACULDADE DE EDUCAÇÃOPrograma de Pós-Graduação em Educação - Conhecimento e Inclusão SocialUFMGORIGINALTESE AGNEZ UFMG 16-04-21 - Pronta.pdfapplication/pdf2154563https://repositorio.ufmg.br//bitstreams/37963e7d-5f3f-46a2-be85-ebc7dd2d70af/download13c49a1aa0f71f3dd9853d39b0871dd9MD51trueAnonymousREADLICENSElicense.txttext/plain2119https://repositorio.ufmg.br//bitstreams/f481c599-06cb-4e59-a785-bfebfbb99524/download34badce4be7e31e3adb4575ae96af679MD52falseAnonymousREADTEXTTESE AGNEZ UFMG 16-04-21 - Pronta.pdf.txtTESE AGNEZ UFMG 16-04-21 - Pronta.pdf.txtExtracted texttext/plain103390https://repositorio.ufmg.br//bitstreams/94f08bde-e473-406f-bc76-9688a09b9216/download407993fb45eb18d8a2b0a21891c719cfMD53falseAnonymousREADTHUMBNAILTESE AGNEZ UFMG 16-04-21 - Pronta.pdf.jpgTESE AGNEZ UFMG 16-04-21 - Pronta.pdf.jpgGenerated Thumbnailimage/jpeg2489https://repositorio.ufmg.br//bitstreams/1ed72b50-99e7-451f-b491-003953ab76b9/downloadb97a1622cffc186715d67a191b9cfcbbMD54falseAnonymousREAD1843/363592025-09-09 15:43:00.781open.accessoai:repositorio.ufmg.br:1843/36359https://repositorio.ufmg.br/Repositório InstitucionalPUBhttps://repositorio.ufmg.br/oairepositorio@ufmg.bropendoar:2025-09-09T18:43Repositório Institucional da UFMG - Universidade Federal de Minas Gerais (UFMG)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
dc.title.none.fl_str_mv Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
title Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
spellingShingle Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
Ágnez de Lélis Saraiva
Brasil - [Lei n.11.738, de 16 de julho de 2008] - Avaliação
Plano Nacional de Educação (Brasil) - Avaliação
Educação
Educação e Estado
Avaliação educacional
Federalismo - Aspectos educacionais
Administração municipal - Educação
Politicas públicas
Educação - Cooperação intergovernamental
Sistemas de escolas municipais
Federalismo
Capacidade de implementação
Regime de colaboração
title_short Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
title_full Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
title_fullStr Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
title_full_unstemmed Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
title_sort Capacidade de implementação de políticas públicas de educação por sistemas municipais de ensino: um estudo de caso
author Ágnez de Lélis Saraiva
author_facet Ágnez de Lélis Saraiva
author_role author
dc.contributor.author.fl_str_mv Ágnez de Lélis Saraiva
dc.subject.por.fl_str_mv Brasil - [Lei n.11.738, de 16 de julho de 2008] - Avaliação
Plano Nacional de Educação (Brasil) - Avaliação
Educação
Educação e Estado
Avaliação educacional
Federalismo - Aspectos educacionais
Administração municipal - Educação
Politicas públicas
Educação - Cooperação intergovernamental
Sistemas de escolas municipais
topic Brasil - [Lei n.11.738, de 16 de julho de 2008] - Avaliação
Plano Nacional de Educação (Brasil) - Avaliação
Educação
Educação e Estado
Avaliação educacional
Federalismo - Aspectos educacionais
Administração municipal - Educação
Politicas públicas
Educação - Cooperação intergovernamental
Sistemas de escolas municipais
Federalismo
Capacidade de implementação
Regime de colaboração
dc.subject.other.none.fl_str_mv Federalismo
Capacidade de implementação
Regime de colaboração
description The Federal Constitution of 1988 establishes for the educational policy of the country a federal environment in which its entities can organize their educational systems in collaboration (BRAZIL, 1988, art. 211, caput). Since its enactment, this environment has undergone transformations and the Union, using its legislative powers, has expanded the formulation of norms and basic education programs to be implemented by sub-national entities. Law 11.738 establishing the national professional salary floor for professionals in the public administration of basic education and Goal 1 of the National Education Plan 2014-2024, the object of study of this thesis, are some of these federal norms. In view of the wide inequalities among subnational jurisdictions, particularly the municipalities, this study asks: how do the stocks of resources affect the municipal "capacities" to implement federal norms and programs for the promotion of equity in the implementation of educational policies and/or programs? To answer this problem, this study starts from the analysis of the institutional environment that frames the relations among the federation entities through federal legislation for educational policy. It then analyzes the constituent process of 1987 and 1988 that culminated in the inclusion of the provision that guides the organization of the national system of education from a federative base and mediated by the collaboration regime (BRAZIL, 1988, art. 211, caput). At this time, a review of educational policy studies published in Brazil is being carried out to identify the conceptions and approaches to the functioning of the educational system and policy in the country. The study moves towards the analysis of the state capacity studies to find the definition, its constructs and the variables to undertake its analysis. Finally, it analyses the state capacities for educational policies of the four municipalities selected. This path seeks to achieve the general objective of the thesis, which is to analyze the resource stocks of the mining municipalities for the implementation of the two federal standards selected in their respective educational systems and network. Research and data analysis reveal that the federal environment for educational policy has become more centralized in the last three decades, that discussions in the constituency around the federal environment for educational policy and the term collaborative regime were not the most tense, and the repeated presence of this term in federal legislation for basic education policy has different meanings that have influenced educational policy studies. Finally, this thesis concludes that despite the federative centralization and the collaborative regime present in federal legislation, the municipalities, mainly responsible for implementing Law 11.738/2008 and Target 1 of the PNE 2014-2024, present inequalities in their stocks of resources that define unequal state capacities for implementation.
publishDate 2020
dc.date.issued.fl_str_mv 2020-02-10
dc.date.accessioned.fl_str_mv 2021-06-05T16:15:58Z
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