Identifying potential conflicts between norms in contracts

Detalhes bibliográficos
Ano de defesa: 2015
Autor(a) principal: Aires, Jo?o Paulo de Souza lattes
Orientador(a): Meneguzzi, Felipe Rech lattes
Banca de defesa: Não Informado pela instituição
Tipo de documento: Dissertação
Tipo de acesso: Acesso aberto
Idioma: eng
Instituição de defesa: Pontif?cia Universidade Cat?lica do Rio Grande do Sul
Programa de Pós-Graduação: Programa de P?s-Gradua??o em Ci?ncia da Computa??o
Departamento: Faculdade de Inform?tica
País: Brasil
Palavras-chave em Português:
Área do conhecimento CNPq:
Link de acesso: http://tede2.pucrs.br/tede2/handle/tede/6599
Resumo: Contracts formally represent agreements between parties and often involve the exchange of goods and services. In contracts, norms define the expected behaviors of the parties using deontic statements, such as obligations, permissions, and prohibitions. However, norms may conflict invalidating themselves and producing a contract inconsistency. A conflict arises when two or more norms are applied to the same context but have different deontic statements, such as permissions x obligations and prohibitions x obligations. The identification of such conflicts is often made by humans, which makes the task time consuming and error-prone. In order to automate such identification, in this work we propose an approach to identify potential conflicts between norms in contracts written in natural language. We build a two-phase approach that extracts norms and norm elements from contracts, creating a norm representation that we use to compare norms and identify potential conflicts. We evaluated the approach using a corpus of contracts with norm conflicts inserted, and we measured the accuracy for different cases of conflict, which resulted on values higher than 70%.
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spelling Meneguzzi, Felipe Rech969.411.200-10http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4701128E9Lima, Vera Lucia Strube dehttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4781127A8013.055.400-69http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4456412D8Aires, Jo?o Paulo de Souza2016-04-18T11:41:31Z2015-08-07http://tede2.pucrs.br/tede2/handle/tede/6599Contracts formally represent agreements between parties and often involve the exchange of goods and services. In contracts, norms define the expected behaviors of the parties using deontic statements, such as obligations, permissions, and prohibitions. However, norms may conflict invalidating themselves and producing a contract inconsistency. A conflict arises when two or more norms are applied to the same context but have different deontic statements, such as permissions x obligations and prohibitions x obligations. The identification of such conflicts is often made by humans, which makes the task time consuming and error-prone. In order to automate such identification, in this work we propose an approach to identify potential conflicts between norms in contracts written in natural language. We build a two-phase approach that extracts norms and norm elements from contracts, creating a norm representation that we use to compare norms and identify potential conflicts. We evaluated the approach using a corpus of contracts with norm conflicts inserted, and we measured the accuracy for different cases of conflict, which resulted on values higher than 70%.Contratos s?o utilizados para formalizar acordos envolvendo troca de bens e servi?os entre duas ou mais partes. Eles definem a??es esperadas durante o per?odo de vig?ncia do contrato atrav?s de normas. Tais normas seguem conceitos baseados em l?gica de?ntica, definindo permiss?es, proibi??es e obriga??es. No entanto, conflitos podem ser gerados quando duas normas s?o aplicadas a um mesmo contexto tendo sentidos de?nticos diferentes, como a proibi??o e a obriga??o da realiza??o de uma mesma a??o. Estes conflitos invalidam as normas e criam uma inconsist?ncia para o contrato. Para evit?-los ? necess?rio que um revisor leia as normas e encontre quais apresentam elementos conflitantes. Uma vez que contratos podem ser longos e complexos, esta tarefa consome tempo e ? pass?vel de erro humano. Para automatizar o processo de identifica??o de conflitos, neste trabalho criamos uma abordagem que busca identificar potenciais conflitos entre normas atrav?s da compara??o de suas estruturas. Nossa abordagem ? dividida em duas fases: na primeira, identificamos as normas e seus elementos dentro de um contrato; na segunda, utilizamos os elementos extra?dos para comparar diferentes normas e identificar quais apresentam caracter?sticas de um conflito normativo. N?s avaliamos a abordagem aplicando-a em contratos contendo conflitos e obtivemos resultados com acur?cia superior a 70%.Submitted by Setor de Tratamento da Informa??o - BC/PUCRS (tede2@pucrs.br) on 2016-04-18T11:41:31Z No. of bitstreams: 1 DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf: 962726 bytes, checksum: 42f46ef4c73e4f45496827e72b7fbf27 (MD5)Made available in DSpace on 2016-04-18T11:41:31Z (GMT). No. of bitstreams: 1 DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf: 962726 bytes, checksum: 42f46ef4c73e4f45496827e72b7fbf27 (MD5) Previous issue date: 2015-08-07application/pdfhttp://tede2.pucrs.br:80/tede2/retrieve/164551/DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.jpgengPontif?cia Universidade Cat?lica do Rio Grande do SulPrograma de P?s-Gradua??o em Ci?ncia da Computa??oPUCRSBrasilFaculdade de Inform?ticaL?GICACONTRATOS - CLASSIFICA??OPROCESSAMENTO DA LINGUAGEM NATURALINFORM?TICACIENCIAS EXATAS E DA TERRA::CIENCIA DA COMPUTACAOIdentifying potential conflicts between norms in contractsinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesis1974996533081274470600600600-30085425104011491443671711205811204509info:eu-repo/semantics/openAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_RSinstname:Pontifícia Universidade Católica do Rio Grande do Sul (PUCRS)instacron:PUC_RSTHUMBNAILDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.jpgDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.jpgimage/jpeg3788http://tede2.pucrs.br/tede2/bitstream/tede/6599/4/DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.jpga99a2c9dc777222bfa334966e7ef267fMD54TEXTDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.txtDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.txttext/plain119816http://tede2.pucrs.br/tede2/bitstream/tede/6599/3/DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf.txt7d38b76bfa85940b65ddc878182def6aMD53ORIGINALDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdfDIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdfapplication/pdf962726http://tede2.pucrs.br/tede2/bitstream/tede/6599/2/DIS_JOAO_PAULO_DE_SOUZA_AIRES_COMPLETO.pdf42f46ef4c73e4f45496827e72b7fbf27MD52LICENSElicense.txtlicense.txttext/plain; charset=utf-8610http://tede2.pucrs.br/tede2/bitstream/tede/6599/1/license.txt5a9d6006225b368ef605ba16b4f6d1beMD51tede/65992016-04-18 12:00:49.742oai:tede2.pucrs.br:tede/6599QXV0b3JpemHDp8OjbyBwYXJhIFB1YmxpY2HDp8OjbyBFbGV0csO0bmljYTogQ29tIGJhc2Ugbm8gZGlzcG9zdG8gbmEgTGVpIEZlZGVyYWwgbsK6OS42MTAsIGRlIDE5IGRlIGZldmVyZWlybyBkZSAxOTk4LCBvIGF1dG9yIEFVVE9SSVpBIGEgcHVibGljYcOnw6NvIGVsZXRyw7RuaWNhIGRhIHByZXNlbnRlIG9icmEgbm8gYWNlcnZvIGRhIEJpYmxpb3RlY2EgRGlnaXRhbCBkYSBQb250aWbDrWNpYSBVbml2ZXJzaWRhZGUgQ2F0w7NsaWNhIGRvIFJpbyBHcmFuZGUgZG8gU3VsLCBzZWRpYWRhIGEgQXYuIElwaXJhbmdhIDY2ODEsIFBvcnRvIEFsZWdyZSwgUmlvIEdyYW5kZSBkbyBTdWwsIGNvbSByZWdpc3RybyBkZSBDTlBKIDg4NjMwNDEzMDAwMi04MSBiZW0gY29tbyBlbSBvdXRyYXMgYmlibGlvdGVjYXMgZGlnaXRhaXMsIG5hY2lvbmFpcyBlIGludGVybmFjaW9uYWlzLCBjb25zw7NyY2lvcyBlIHJlZGVzIMOgcyBxdWFpcyBhIGJpYmxpb3RlY2EgZGEgUFVDUlMgcG9zc2EgYSB2aXIgcGFydGljaXBhciwgc2VtIMO0bnVzIGFsdXNpdm8gYW9zIGRpcmVpdG9zIGF1dG9yYWlzLCBhIHTDrXR1bG8gZGUgZGl2dWxnYcOnw6NvIGRhIHByb2R1w6fDo28gY2llbnTDrWZpY2EuCg==Biblioteca Digital de Teses e Dissertaçõeshttp://tede2.pucrs.br/tede2/PRIhttps://tede2.pucrs.br/oai/requestbiblioteca.central@pucrs.br||opendoar:2016-04-18T15:00:49Biblioteca Digital de Teses e Dissertações da PUC_RS - Pontifícia Universidade Católica do Rio Grande do Sul (PUCRS)false
dc.title.por.fl_str_mv Identifying potential conflicts between norms in contracts
title Identifying potential conflicts between norms in contracts
spellingShingle Identifying potential conflicts between norms in contracts
Aires, Jo?o Paulo de Souza
L?GICA
CONTRATOS - CLASSIFICA??O
PROCESSAMENTO DA LINGUAGEM NATURAL
INFORM?TICA
CIENCIAS EXATAS E DA TERRA::CIENCIA DA COMPUTACAO
title_short Identifying potential conflicts between norms in contracts
title_full Identifying potential conflicts between norms in contracts
title_fullStr Identifying potential conflicts between norms in contracts
title_full_unstemmed Identifying potential conflicts between norms in contracts
title_sort Identifying potential conflicts between norms in contracts
author Aires, Jo?o Paulo de Souza
author_facet Aires, Jo?o Paulo de Souza
author_role author
dc.contributor.advisor1.fl_str_mv Meneguzzi, Felipe Rech
dc.contributor.advisor1ID.fl_str_mv 969.411.200-10
dc.contributor.advisor1Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4701128E9
dc.contributor.advisor-co1.fl_str_mv Lima, Vera Lucia Strube de
dc.contributor.advisor-co1Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4781127A8
dc.contributor.authorID.fl_str_mv 013.055.400-69
dc.contributor.authorLattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4456412D8
dc.contributor.author.fl_str_mv Aires, Jo?o Paulo de Souza
contributor_str_mv Meneguzzi, Felipe Rech
Lima, Vera Lucia Strube de
dc.subject.por.fl_str_mv L?GICA
CONTRATOS - CLASSIFICA??O
PROCESSAMENTO DA LINGUAGEM NATURAL
INFORM?TICA
topic L?GICA
CONTRATOS - CLASSIFICA??O
PROCESSAMENTO DA LINGUAGEM NATURAL
INFORM?TICA
CIENCIAS EXATAS E DA TERRA::CIENCIA DA COMPUTACAO
dc.subject.cnpq.fl_str_mv CIENCIAS EXATAS E DA TERRA::CIENCIA DA COMPUTACAO
description Contracts formally represent agreements between parties and often involve the exchange of goods and services. In contracts, norms define the expected behaviors of the parties using deontic statements, such as obligations, permissions, and prohibitions. However, norms may conflict invalidating themselves and producing a contract inconsistency. A conflict arises when two or more norms are applied to the same context but have different deontic statements, such as permissions x obligations and prohibitions x obligations. The identification of such conflicts is often made by humans, which makes the task time consuming and error-prone. In order to automate such identification, in this work we propose an approach to identify potential conflicts between norms in contracts written in natural language. We build a two-phase approach that extracts norms and norm elements from contracts, creating a norm representation that we use to compare norms and identify potential conflicts. We evaluated the approach using a corpus of contracts with norm conflicts inserted, and we measured the accuracy for different cases of conflict, which resulted on values higher than 70%.
publishDate 2015
dc.date.issued.fl_str_mv 2015-08-07
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dc.publisher.none.fl_str_mv Pontif?cia Universidade Cat?lica do Rio Grande do Sul
dc.publisher.program.fl_str_mv Programa de P?s-Gradua??o em Ci?ncia da Computa??o
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