Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul

Detalhes bibliográficos
Ano de defesa: 2016
Autor(a) principal: Sopeña, Mauro Barcellos lattes
Orientador(a): Arbage, Alessandro Porporatti lattes
Banca de defesa: Silveira, Vicente Celestino Pires lattes, Magnago, Karine Faverzani lattes, Machado, João Armando Dessimon lattes, Viana, João Garibaldi Almeida lattes
Tipo de documento: Tese
Tipo de acesso: Acesso aberto
Idioma: por
Instituição de defesa: Universidade Federal de Santa Maria
Programa de Pós-Graduação: Programa de Pós-Graduação em Extensão Rural
Departamento: Agronomia
País: BR
Palavras-chave em Português:
Palavras-chave em Inglês:
Área do conhecimento CNPq:
Link de acesso: http://repositorio.ufsm.br/handle/1/3831
Resumo: This thesis examines agroindustrial contracts selected for the State of Rio Grande do Sul. From the williamsoniano concept of efficient governance, we seek to understand and measure how the opportunistic behaviour of agents is manifested on those governance structures, whereas the principle of contractual incompleteness. To do so, uses mixed methods analysis combining quantitative approach of fuzzy logic, with the qualitative contribution of parallel studies. The behavioral assumption of opportunism, of New Institutional Economics, is parsed for contracts of rice, fumicultura and pig farming. Purpose and a priori, the contracts are considered, respectively, as classics, and bilateral, neoclassical which corresponds to the contractual typology defined by Oliver Williamson from the relational theory of Ian MacNeil. When considering that each contractual model presents structural conditions and separate themselves from the others, the comparative analysis of the occurrence of opportunistic postures passes the import. Thus, the agro-industrial activities are analysed in terms of conformity with the theoretical models, using, for this, controllers or appropriate markers each governance structure. The fuzzy model developed for the measurement of the phenomenon consists of three categories of analysis: (a) the level of confidence that the agents have on the contractual counterpart (b) references that have next to their peers and (c) the importance we attach to the adoption of contractual safeguards. The qualitative analysis of each case contains, in addition to the interviews with the agents, processes, documentary research and observation visits to sectoral representative entities. Registers, from the analysis of the data, a strong correspondence between the results calculated in both methods, i.e. both plans showed the same tendency analysis on the attitude of the agents that validates, in some ways, the proposed model. The overall results of the work demonstrate a higher level of formal contracts, along with a greater complexity of contract, associated with a higher occurrence of opportunistic behaviour on the part of the agents this result suggested by literature, although with few analytical models. In this perspective, other order theoretical contributions were possible, especially when the behavioral assumption was cotejado with own attributes of the transaction. In General, the agreements examined revealed the existence of an important evaluation and evidence co-especificidade in assets, property is directly linked to the occurrence of opportunism via asymmetric information. This finding contributes to a more realistic analysis of those agro-industrial activities, as well as expand the concept of specific assets. Finally, a particular dimension concerning problems of asymmetric information in contracts was determined. The resulting proposition is supported in the notion of revelation and validation of the information by the agents, which represents a new and important dimension existing in those structural contracts.
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spelling 2016-10-102016-10-102016-08-22SOPEÑA, Mauro Barcellos. COMPORTAMENTO OPORTUNISTA EM CONTRATOS AGROINDUSTRIAIS: UM EXAME MULTICASO-FUZZY PARA O ESTADO DO RIO GRANDE DO SUL. 2016. 209 f. Tese (Doutorado em Agronomia) - Universidade Federal de Santa Maria, Santa Maria, 2016.http://repositorio.ufsm.br/handle/1/3831This thesis examines agroindustrial contracts selected for the State of Rio Grande do Sul. From the williamsoniano concept of efficient governance, we seek to understand and measure how the opportunistic behaviour of agents is manifested on those governance structures, whereas the principle of contractual incompleteness. To do so, uses mixed methods analysis combining quantitative approach of fuzzy logic, with the qualitative contribution of parallel studies. The behavioral assumption of opportunism, of New Institutional Economics, is parsed for contracts of rice, fumicultura and pig farming. Purpose and a priori, the contracts are considered, respectively, as classics, and bilateral, neoclassical which corresponds to the contractual typology defined by Oliver Williamson from the relational theory of Ian MacNeil. When considering that each contractual model presents structural conditions and separate themselves from the others, the comparative analysis of the occurrence of opportunistic postures passes the import. Thus, the agro-industrial activities are analysed in terms of conformity with the theoretical models, using, for this, controllers or appropriate markers each governance structure. The fuzzy model developed for the measurement of the phenomenon consists of three categories of analysis: (a) the level of confidence that the agents have on the contractual counterpart (b) references that have next to their peers and (c) the importance we attach to the adoption of contractual safeguards. The qualitative analysis of each case contains, in addition to the interviews with the agents, processes, documentary research and observation visits to sectoral representative entities. Registers, from the analysis of the data, a strong correspondence between the results calculated in both methods, i.e. both plans showed the same tendency analysis on the attitude of the agents that validates, in some ways, the proposed model. The overall results of the work demonstrate a higher level of formal contracts, along with a greater complexity of contract, associated with a higher occurrence of opportunistic behaviour on the part of the agents this result suggested by literature, although with few analytical models. In this perspective, other order theoretical contributions were possible, especially when the behavioral assumption was cotejado with own attributes of the transaction. In General, the agreements examined revealed the existence of an important evaluation and evidence co-especificidade in assets, property is directly linked to the occurrence of opportunism via asymmetric information. This finding contributes to a more realistic analysis of those agro-industrial activities, as well as expand the concept of specific assets. Finally, a particular dimension concerning problems of asymmetric information in contracts was determined. The resulting proposition is supported in the notion of revelation and validation of the information by the agents, which represents a new and important dimension existing in those structural contracts.A presente tese examina contratos agroindustriais selecionados para o Estado do Rio Grande do Sul. A partir do conceito williamsoniano de governança eficiente, busca-se compreender e mensurar de que forma o comportamento oportunista dos agentes se manifesta diante daquelas estruturas de governança, considerando o princípio da incompletude contratual. Para tanto, utiliza-se de métodos mistos de análise que combinam a abordagem quantitativa oriunda da lógica fuzzy, com o aporte qualitativo dos estudos multicaso. O pressuposto comportamental do oportunismo, próprio da Nova Economia Institucional, é analisado para contratos da orizicultura, fumicultura e suinocultura. Propositalmente e a priori, os contratos são considerados, respectivamente, como clássicos, neoclássicos e bilaterais, o que corresponde à tipologia contratual definida por Oliver Williamson a partir da teoria relacional de Ian MacNeil. Ao considerar que cada modelo contratual apresenta condições estruturais próprias e distintas dos demais, a análise comparativa da ocorrência de posturas oportunistas passa a importar. Assim, as atividades agroindustriais são analisadas em termos de conformidade com os modelos teóricos, utilizando-se, para isto, controladores ou marcadores apropriados em cada estrutura de governança. O modelo fuzzy elaborado para a mensuração do fenômeno constitui-se de três categorias de análise: (a) o nível de confiança que os agentes possuem sobre a contraparte contratual, (b) as referências que possuem junto a seus pares e (c) a importância que atribuem à adoção de salvaguardas contratuais. A análise qualitativa de cada caso contém, além das entrevistas junto aos agentes, processos de observação, pesquisas documentais e visitas a entidades setoriais representativas. Registra-se, a partir da análise dos dados, uma forte correspondência entre os resultados apurados em ambos os métodos, ou seja, ambos os planos de análise apresentaram a mesma tendência acerca da postura dos agentes, o que valida, de certa forma, o modelo quantitativo proposto. Os resultados globais do trabalho demonstram ainda que um maior nível de contratualização formal, juntamente com uma maior complexidade contratual, associa-se com maior ocorrência de comportamentos oportunistas por parte dos agentes resultado este já sugerido pela literatura, embora com escassos modelos analíticos. Nesta perspectiva, outras contribuições de ordem teórica foram possíveis, sobretudo quando o referido pressuposto comportamental foi cotejado com atributos próprios da transação. Em linhas gerais, os acordos examinados revelaram a existência de uma importante co-especificidade de avaliação e de prova em ativos, propriedade esta que está diretamente vinculada à ocorrência de oportunismo via informação assimétrica. Este achado contribui para uma análise mais realista daquelas atividades agroindustriais, além de expandir o conceito de ativos específicos. Por fim, uma especial dimensão relativa aos problemas de informação assimétrica em contratos foi detectada. A proposição decorrente sustenta-se na noção de revelação e validação da informação por parte dos agentes, questão esta que representa uma nova e importante dimensão estrutural existente para aqueles contratos.application/pdfporUniversidade Federal de Santa MariaPrograma de Pós-Graduação em Extensão RuralUFSMBRAgronomiaContratos agroindustriaisComportamento oportunistaEstruturas de governançaAgro-industrial contractsOpportunistic behaviorGovernance structuresCNPQ::CIENCIAS AGRARIAS::AGRONOMIAComportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sulinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisArbage, Alessandro Porporattihttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4797645Z5Silveira, Vicente Celestino Pireshttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4784899Z0Magnago, Karine Faverzanihttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4796315T6Machado, João Armando Dessimonhttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4784115J6Viana, João Garibaldi Almeidahttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4126459Z8http://lattes.cnpq.br/9972338678591669Sopeña, Mauro Barcellos5001000000094003003003003003003006c2376fd-02be-40fd-8066-c50e4b88cb9d696520f4-c8e8-4689-b64f-9f98e0e28b301a737f91-96ee-4da9-9078-b3784dda9afa078e6217-8731-47b5-8db2-8208d8052a60e57870c3-d472-4527-92fe-feff15ec98579d73e824-4111-4ce9-a257-74d9368a0210info:eu-repo/semantics/openAccessreponame:Biblioteca Digital de Teses e Dissertações do UFSMinstname:Universidade Federal de Santa Maria (UFSM)instacron:UFSMORIGINALSOPENA, MAURO BARCELLOS.pdfTese de Doutoradoapplication/pdf2652511http://repositorio.ufsm.br/bitstream/1/3831/1/SOPENA%2c%20MAURO%20BARCELLOS.pdf97a38b098a26dbe24ad2c196473cdce4MD51TEXTSOPENA, MAURO BARCELLOS.pdf.txtSOPENA, MAURO BARCELLOS.pdf.txtExtracted texttext/plain477724http://repositorio.ufsm.br/bitstream/1/3831/2/SOPENA%2c%20MAURO%20BARCELLOS.pdf.txtb3fcf7a878271180573de492230b689dMD52THUMBNAILSOPENA, MAURO BARCELLOS.pdf.jpgSOPENA, MAURO BARCELLOS.pdf.jpgIM Thumbnailimage/jpeg5038http://repositorio.ufsm.br/bitstream/1/3831/3/SOPENA%2c%20MAURO%20BARCELLOS.pdf.jpg27791161447466f65385c4a40394f248MD531/38312017-09-01 16:22:19.722oai:repositorio.ufsm.br:1/3831Biblioteca Digital de Teses e Dissertaçõeshttps://repositorio.ufsm.br/ONGhttps://repositorio.ufsm.br/oai/requestatendimento.sib@ufsm.br||tedebc@gmail.comopendoar:2017-09-01T19:22:19Biblioteca Digital de Teses e Dissertações do UFSM - Universidade Federal de Santa Maria (UFSM)false
dc.title.por.fl_str_mv Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
title Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
spellingShingle Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
Sopeña, Mauro Barcellos
Contratos agroindustriais
Comportamento oportunista
Estruturas de governança
Agro-industrial contracts
Opportunistic behavior
Governance structures
CNPQ::CIENCIAS AGRARIAS::AGRONOMIA
title_short Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
title_full Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
title_fullStr Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
title_full_unstemmed Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
title_sort Comportamento oportunista em contratos agroindustriais: um exame multicaso-fuzzy para o estado do Rio Grande do Sul
author Sopeña, Mauro Barcellos
author_facet Sopeña, Mauro Barcellos
author_role author
dc.contributor.advisor1.fl_str_mv Arbage, Alessandro Porporatti
dc.contributor.advisor1Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4797645Z5
dc.contributor.referee1.fl_str_mv Silveira, Vicente Celestino Pires
dc.contributor.referee1Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4784899Z0
dc.contributor.referee2.fl_str_mv Magnago, Karine Faverzani
dc.contributor.referee2Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4796315T6
dc.contributor.referee3.fl_str_mv Machado, João Armando Dessimon
dc.contributor.referee3Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4784115J6
dc.contributor.referee4.fl_str_mv Viana, João Garibaldi Almeida
dc.contributor.referee4Lattes.fl_str_mv http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K4126459Z8
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/9972338678591669
dc.contributor.author.fl_str_mv Sopeña, Mauro Barcellos
contributor_str_mv Arbage, Alessandro Porporatti
Silveira, Vicente Celestino Pires
Magnago, Karine Faverzani
Machado, João Armando Dessimon
Viana, João Garibaldi Almeida
dc.subject.por.fl_str_mv Contratos agroindustriais
Comportamento oportunista
Estruturas de governança
topic Contratos agroindustriais
Comportamento oportunista
Estruturas de governança
Agro-industrial contracts
Opportunistic behavior
Governance structures
CNPQ::CIENCIAS AGRARIAS::AGRONOMIA
dc.subject.eng.fl_str_mv Agro-industrial contracts
Opportunistic behavior
Governance structures
dc.subject.cnpq.fl_str_mv CNPQ::CIENCIAS AGRARIAS::AGRONOMIA
description This thesis examines agroindustrial contracts selected for the State of Rio Grande do Sul. From the williamsoniano concept of efficient governance, we seek to understand and measure how the opportunistic behaviour of agents is manifested on those governance structures, whereas the principle of contractual incompleteness. To do so, uses mixed methods analysis combining quantitative approach of fuzzy logic, with the qualitative contribution of parallel studies. The behavioral assumption of opportunism, of New Institutional Economics, is parsed for contracts of rice, fumicultura and pig farming. Purpose and a priori, the contracts are considered, respectively, as classics, and bilateral, neoclassical which corresponds to the contractual typology defined by Oliver Williamson from the relational theory of Ian MacNeil. When considering that each contractual model presents structural conditions and separate themselves from the others, the comparative analysis of the occurrence of opportunistic postures passes the import. Thus, the agro-industrial activities are analysed in terms of conformity with the theoretical models, using, for this, controllers or appropriate markers each governance structure. The fuzzy model developed for the measurement of the phenomenon consists of three categories of analysis: (a) the level of confidence that the agents have on the contractual counterpart (b) references that have next to their peers and (c) the importance we attach to the adoption of contractual safeguards. The qualitative analysis of each case contains, in addition to the interviews with the agents, processes, documentary research and observation visits to sectoral representative entities. Registers, from the analysis of the data, a strong correspondence between the results calculated in both methods, i.e. both plans showed the same tendency analysis on the attitude of the agents that validates, in some ways, the proposed model. The overall results of the work demonstrate a higher level of formal contracts, along with a greater complexity of contract, associated with a higher occurrence of opportunistic behaviour on the part of the agents this result suggested by literature, although with few analytical models. In this perspective, other order theoretical contributions were possible, especially when the behavioral assumption was cotejado with own attributes of the transaction. In General, the agreements examined revealed the existence of an important evaluation and evidence co-especificidade in assets, property is directly linked to the occurrence of opportunism via asymmetric information. This finding contributes to a more realistic analysis of those agro-industrial activities, as well as expand the concept of specific assets. Finally, a particular dimension concerning problems of asymmetric information in contracts was determined. The resulting proposition is supported in the notion of revelation and validation of the information by the agents, which represents a new and important dimension existing in those structural contracts.
publishDate 2016
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dc.identifier.citation.fl_str_mv SOPEÑA, Mauro Barcellos. COMPORTAMENTO OPORTUNISTA EM CONTRATOS AGROINDUSTRIAIS: UM EXAME MULTICASO-FUZZY PARA O ESTADO DO RIO GRANDE DO SUL. 2016. 209 f. Tese (Doutorado em Agronomia) - Universidade Federal de Santa Maria, Santa Maria, 2016.
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identifier_str_mv SOPEÑA, Mauro Barcellos. COMPORTAMENTO OPORTUNISTA EM CONTRATOS AGROINDUSTRIAIS: UM EXAME MULTICASO-FUZZY PARA O ESTADO DO RIO GRANDE DO SUL. 2016. 209 f. Tese (Doutorado em Agronomia) - Universidade Federal de Santa Maria, Santa Maria, 2016.
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