Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas
| Ano de defesa: | 2024 |
|---|---|
| Autor(a) principal: | |
| Orientador(a): | |
| Banca de defesa: | |
| Tipo de documento: | Tese |
| Tipo de acesso: | Acesso aberto |
| dARK ID: | ark:/26339/00130000098rd |
| Idioma: | por |
| Instituição de defesa: |
Universidade Federal de Santa Maria
Brasil Odontologia UFSM Programa de Pós-Graduação em Ciências Odontológicas Centro de Ciências da Saúde |
| Programa de Pós-Graduação: |
Não Informado pela instituição
|
| Departamento: |
Não Informado pela instituição
|
| País: |
Não Informado pela instituição
|
| Palavras-chave em Português: | |
| Link de acesso: | http://repositorio.ufsm.br/handle/1/31561 |
Resumo: | Few studies have addressed the influence of early childhood predictors on dental caries development throughout life. Artificial intelligence (AI) through machine learning (AM) has shown advantages in predicting health outcomes and can be useful for this purpose. Therefore, the general objective of this thesis was to assess the performance of ML algorithms in predicting dental caries in children. For this purpose, two articles were structured. The first systematically evaluated the success of ML algorithms in the diagnosis and prognostic prediction of dental caries. The second article sought to develop and validate caries prognostic models by implementing AM algorithms on data collected in early childhood. In the review, the main outcome was the performance of AM models (accuracy, sensitivity, specificity, AUC [area under the ROC curve (Receiver Operating Characteristic)]. Two independent reviewers selected the studies and performed the methodological quality assessment. In diagnostic studies (15), the AUC value ranged from 0.745 to 0.987. In the prognostic studies (5), the reported sensitivities were higher in those studies with low risk of bias (median [interquartile range, IQR] of 0.996 [0.971-1.000] vs. studies with uncertainty/high risk 0.189 [0–0.340]; p 0.025). We conclude that the use of MA is promising in the field although the overall applicability of the evidence was limited, due to concerns about risk of bias and use of data outside the actual clinical setting. The second article is a 10-year follow-up cohort. Data from 639 children aged 1 to 5 years, examined in 2010 who were reassessed in 2012 and 2020 were used (retention rate in the cohort: 73.1% and 66.9%, respectively). Demographic, socioeconomic, social capital, clinical and behavioral factors were collected through semi-structured questionnaires applied to the children's guardians at baseline. Clinical examinations were performed by previously trained and calibrated examiners. The main outcome was caries development during follow-up, assessed by the International Caries Detection and Evaluation System (ICDAS). Logistic regression (LR) models and others AI's own algorithms (decision tree, random forest and XGBoost) were applied, using RStudio software. At a 2-year follow-up, XGBoost achieved an AUC of 0.833, with caries severity being the strongest predictor. After 10 years XGBoost performed significantly better than LR (p<0.05) by DeLong's test. The SHAP algorithm, based on XGBoost, indicated factors such as previous caries experience, non-use of fluoride toothpaste, high frequency of sugar consumption, adverse socioeconomic conditions and weak social networks, as the most relevant factors in the prediction. Based on these studies, it is concluded that AM algorithms may perform better than traditional models in predicting caries. Although these results require external validation, the combination of AM and SHAP models shows potential for predicting caries development. |
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Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinasDental caries prediction in children: a machine learning approachAprendizado de máquinasCárie dentáriaCriançasEpidemiologiaInteligência artificialPrognósticoArtificial intelligenceChildrenDental cariesEpidemiologyMachine learningPrognosisCNPQ::CIENCIAS DA SAUDE::ODONTOLOGIAFew studies have addressed the influence of early childhood predictors on dental caries development throughout life. Artificial intelligence (AI) through machine learning (AM) has shown advantages in predicting health outcomes and can be useful for this purpose. Therefore, the general objective of this thesis was to assess the performance of ML algorithms in predicting dental caries in children. For this purpose, two articles were structured. The first systematically evaluated the success of ML algorithms in the diagnosis and prognostic prediction of dental caries. The second article sought to develop and validate caries prognostic models by implementing AM algorithms on data collected in early childhood. In the review, the main outcome was the performance of AM models (accuracy, sensitivity, specificity, AUC [area under the ROC curve (Receiver Operating Characteristic)]. Two independent reviewers selected the studies and performed the methodological quality assessment. In diagnostic studies (15), the AUC value ranged from 0.745 to 0.987. In the prognostic studies (5), the reported sensitivities were higher in those studies with low risk of bias (median [interquartile range, IQR] of 0.996 [0.971-1.000] vs. studies with uncertainty/high risk 0.189 [0–0.340]; p 0.025). We conclude that the use of MA is promising in the field although the overall applicability of the evidence was limited, due to concerns about risk of bias and use of data outside the actual clinical setting. The second article is a 10-year follow-up cohort. Data from 639 children aged 1 to 5 years, examined in 2010 who were reassessed in 2012 and 2020 were used (retention rate in the cohort: 73.1% and 66.9%, respectively). Demographic, socioeconomic, social capital, clinical and behavioral factors were collected through semi-structured questionnaires applied to the children's guardians at baseline. Clinical examinations were performed by previously trained and calibrated examiners. The main outcome was caries development during follow-up, assessed by the International Caries Detection and Evaluation System (ICDAS). Logistic regression (LR) models and others AI's own algorithms (decision tree, random forest and XGBoost) were applied, using RStudio software. At a 2-year follow-up, XGBoost achieved an AUC of 0.833, with caries severity being the strongest predictor. After 10 years XGBoost performed significantly better than LR (p<0.05) by DeLong's test. The SHAP algorithm, based on XGBoost, indicated factors such as previous caries experience, non-use of fluoride toothpaste, high frequency of sugar consumption, adverse socioeconomic conditions and weak social networks, as the most relevant factors in the prediction. Based on these studies, it is concluded that AM algorithms may perform better than traditional models in predicting caries. Although these results require external validation, the combination of AM and SHAP models shows potential for predicting caries development.Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPESPoucos estudos abordaram a influência dos preditores da primeira infância no desenvolvimento de cárie dentária ao longo da vida. A inteligência artificial (IA) através do aprendizado de máquina (AM) tem mostrado vantagens na predição de desfechos de saúde e pode ser útil para esse fim. Portanto, o objetivo geral desta tese foi avaliar o desempenho de algoritmos de AM na predição de cárie dentária em crianças. Para isso foram estruturados dois artigos. O primeiro avaliou sistematicamente o sucesso de algoritmos de AM no diagnóstico e predição de prognóstico de cárie dentária. O segundo artigo, buscou desenvolver e validar modelos prognósticos de cárie implementando algoritmos de AM usando dados coletados na primeira infância. Na revisão, o principal desfecho foi o desempenho de modelos de AM (acurácia, sensibilidade, especificidade, AUC [área sob a curva ROC (Receiver Operating Characteristic)]). Dois revisores independentes selecionaram os estudos e realizaram a avaliação da qualidade metodológica. Nos estudos de diagnóstico (10 artigos), a AUC variou de 0,745 a 0,987. Nos estudos de prognóstico (5 artigos), valores de sensibilidade foram maiores naqueles estudos com baixo risco de viés (mediana [rango interquartílico (IQR)] de 0,996 [0,971-1,000] vs. estudos com incerteza/alto risco de viés 0,189 [0–0,340]; (p=0.025). Concluímos que o uso de AM é promissor na área, embora a aplicabilidade geral da evidência foi limitada, devido às preocupações quanto ao risco de viés e uso de dados fora do cenário clínico real. O segundo artigo trata-se de uma coorte de 10 anos de acompanhamento. Foram usados os dados de 639 crianças de 1 a 5 anos, examinadas no ano 2010 e reavaliadas nos anos de 2012 e 2020 (taxa de retenção de 73,1% e 66,9%, respectivamente). Fatores demográficos, socioeconômicos, comportamentais, clínicos, e relacionados com o capital social foram coletados através de questionários semiestruturados. Os exames clínicos foram realizados por examinadores previamente treinados e calibrados. O principal desfecho foi o desenvolvimento de cárie, avaliado pelo Sistema Internacional de Detecção e Avaliação de Cárie (ICDAS). Modelos de regressão logística (RL) e algoritmos próprios da IA (árvore de decisão, floresta aleatória, e XGBoost), foram implementados usando o software RStudio. Aos 2 anos, o XGBoost alcançou AUC de 0,833, sendo a severidade da cárie o preditor mais forte. Após 10 anos o XGBoost teve um desempenho significativamente melhor do que a RL (p<0,05), pelo teste de DeLong. O algoritmo SHAP, baseado no XGBoost, indicou fatores como a experiência prévia de cárie, não uso de creme dental fluoretado, alta frequência de consumo de açúcar, condições socioeconômicas adversas e redes sociais fracas, como os fatores mais relevantes na predição. Com base nesses estudos conclui-se que algoritmos de AM podem ter melhor desempenho que modelos tradicionais na predição de cárie. Embora esses resultados exijam validação externa, a combinação de modelos de AM e SHAP mostra potencial para prever o desenvolvimento de cárie.Universidade Federal de Santa MariaBrasilOdontologiaUFSMPrograma de Pós-Graduação em Ciências OdontológicasCentro de Ciências da SaúdeArdenghi, Thiago Machadohttp://lattes.cnpq.br/3627421305871577Ferreira, Fernanda de MoraisTomazoni, FernandaSchuch, Helena SilveiraRamadan, Yassmín HêllwahtReyes, Lilian Toledo2024-02-23T14:32:12Z2024-02-23T14:32:12Z2024-02-06info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisapplication/pdfhttp://repositorio.ufsm.br/handle/1/31561ark:/26339/00130000098rdporAttribution-NonCommercial-NoDerivatives 4.0 Internationalinfo:eu-repo/semantics/openAccessreponame:Manancial - Repositório Digital da UFSMinstname:Universidade Federal de Santa Maria (UFSM)instacron:UFSM2024-02-23T14:32:12Zoai:repositorio.ufsm.br:1/31561Biblioteca Digital de Teses e Dissertaçõeshttps://repositorio.ufsm.br/PUBhttps://repositorio.ufsm.br/oai/requestatendimento.sib@ufsm.br||tedebc@gmail.com||manancial@ufsm.bropendoar:2024-02-23T14:32:12Manancial - Repositório Digital da UFSM - Universidade Federal de Santa Maria (UFSM)false |
| dc.title.none.fl_str_mv |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas Dental caries prediction in children: a machine learning approach |
| title |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| spellingShingle |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas Reyes, Lilian Toledo Aprendizado de máquinas Cárie dentária Crianças Epidemiologia Inteligência artificial Prognóstico Artificial intelligence Children Dental caries Epidemiology Machine learning Prognosis CNPQ::CIENCIAS DA SAUDE::ODONTOLOGIA |
| title_short |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| title_full |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| title_fullStr |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| title_full_unstemmed |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| title_sort |
Predição de cárie dentária em crianças: uma abordagem de aprendizado de máquinas |
| author |
Reyes, Lilian Toledo |
| author_facet |
Reyes, Lilian Toledo |
| author_role |
author |
| dc.contributor.none.fl_str_mv |
Ardenghi, Thiago Machado http://lattes.cnpq.br/3627421305871577 Ferreira, Fernanda de Morais Tomazoni, Fernanda Schuch, Helena Silveira Ramadan, Yassmín Hêllwaht |
| dc.contributor.author.fl_str_mv |
Reyes, Lilian Toledo |
| dc.subject.por.fl_str_mv |
Aprendizado de máquinas Cárie dentária Crianças Epidemiologia Inteligência artificial Prognóstico Artificial intelligence Children Dental caries Epidemiology Machine learning Prognosis CNPQ::CIENCIAS DA SAUDE::ODONTOLOGIA |
| topic |
Aprendizado de máquinas Cárie dentária Crianças Epidemiologia Inteligência artificial Prognóstico Artificial intelligence Children Dental caries Epidemiology Machine learning Prognosis CNPQ::CIENCIAS DA SAUDE::ODONTOLOGIA |
| description |
Few studies have addressed the influence of early childhood predictors on dental caries development throughout life. Artificial intelligence (AI) through machine learning (AM) has shown advantages in predicting health outcomes and can be useful for this purpose. Therefore, the general objective of this thesis was to assess the performance of ML algorithms in predicting dental caries in children. For this purpose, two articles were structured. The first systematically evaluated the success of ML algorithms in the diagnosis and prognostic prediction of dental caries. The second article sought to develop and validate caries prognostic models by implementing AM algorithms on data collected in early childhood. In the review, the main outcome was the performance of AM models (accuracy, sensitivity, specificity, AUC [area under the ROC curve (Receiver Operating Characteristic)]. Two independent reviewers selected the studies and performed the methodological quality assessment. In diagnostic studies (15), the AUC value ranged from 0.745 to 0.987. In the prognostic studies (5), the reported sensitivities were higher in those studies with low risk of bias (median [interquartile range, IQR] of 0.996 [0.971-1.000] vs. studies with uncertainty/high risk 0.189 [0–0.340]; p 0.025). We conclude that the use of MA is promising in the field although the overall applicability of the evidence was limited, due to concerns about risk of bias and use of data outside the actual clinical setting. The second article is a 10-year follow-up cohort. Data from 639 children aged 1 to 5 years, examined in 2010 who were reassessed in 2012 and 2020 were used (retention rate in the cohort: 73.1% and 66.9%, respectively). Demographic, socioeconomic, social capital, clinical and behavioral factors were collected through semi-structured questionnaires applied to the children's guardians at baseline. Clinical examinations were performed by previously trained and calibrated examiners. The main outcome was caries development during follow-up, assessed by the International Caries Detection and Evaluation System (ICDAS). Logistic regression (LR) models and others AI's own algorithms (decision tree, random forest and XGBoost) were applied, using RStudio software. At a 2-year follow-up, XGBoost achieved an AUC of 0.833, with caries severity being the strongest predictor. After 10 years XGBoost performed significantly better than LR (p<0.05) by DeLong's test. The SHAP algorithm, based on XGBoost, indicated factors such as previous caries experience, non-use of fluoride toothpaste, high frequency of sugar consumption, adverse socioeconomic conditions and weak social networks, as the most relevant factors in the prediction. Based on these studies, it is concluded that AM algorithms may perform better than traditional models in predicting caries. Although these results require external validation, the combination of AM and SHAP models shows potential for predicting caries development. |
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2024 |
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Universidade Federal de Santa Maria Brasil Odontologia UFSM Programa de Pós-Graduação em Ciências Odontológicas Centro de Ciências da Saúde |
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Universidade Federal de Santa Maria Brasil Odontologia UFSM Programa de Pós-Graduação em Ciências Odontológicas Centro de Ciências da Saúde |
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