Otimização dos processos de inventário florestal por meio do aprendizado de máquina
| Ano de defesa: | 2025 |
|---|---|
| Autor(a) principal: | |
| Orientador(a): | |
| Banca de defesa: | |
| Tipo de documento: | Tese |
| Tipo de acesso: | Acesso aberto |
| Idioma: | por |
| Instituição de defesa: |
Universidade Federal de Santa Maria
Brasil UFSM Programa de Pós-Graduação em Engenharia Florestal Centro de Ciências Rurais |
| Programa de Pós-Graduação: |
Não Informado pela instituição
|
| Departamento: |
Não Informado pela instituição
|
| País: |
Não Informado pela instituição
|
| Palavras-chave em Português: | |
| Link de acesso: | http://repositorio.ufsm.br/handle/1/38430 |
Resumo: | Planted eucalyptus forests form the backbone of the Brazilian forestry sector, with Eucalyptus × urograndis being the most widely used hybrid due to its rapid growth and high productivity. Forest inventory is an essential tool for sustainable management and production planning; however, conventional inventory methods often require high sampling intensities to ensure adequate levels of statistical precision, resulting in greater operational effort, higher costs, and longer fieldwork time. This scenario highlights a relevant methodological limitation in the execution of forest inventories, particularly in large-scale and structurally heterogeneous commercial plantations. In this context, the present study aimed to propose and evaluate a methodological approach capable of reducing the sampling intensity required in forest inventories of Eucalyptus × urograndis, while maintaining adequate levels of precision and statistical reliability, through the use of the Random Forest (RF) algorithm combined with vegetation indices derived from Sentinel-2 imagery. The choice of the RF algorithm is based on its robustness, ability to handle a large number of correlated variables, and consistent performance in recent forestry applications, especially when integrated with remote sensing (RS) data. The research was structured into two main stages. In the first stage, different vegetation indices were tested and evaluated using nonparametric statistical analyses (Kruskal–Wallis test and Spearman correlation), as well as RF performance metrics, including overall accuracy, the Kappa index, and cross-validation. This stage allowed the identification of the most relevant indices for structural differentiation of forest stands and validated the robustness of the algorithm in classifying productivity zones. In the second stage, the forest inventory was conducted using two sampling approaches: (i) simple random sampling and (ii) stratified sampling based on productivity zones generated by the RF model. The results were compared using descriptive statistics, analysis of variance (ANOVA), and an integrated synthesis of the required sampling intensity. The results demonstrated that the RF algorithm showed consistent performance in stand stratification, with high accuracy and Kappa values, as well as the formation of internally homogeneous and externally heterogeneous strata. The analysis of vegetation indices revealed significant correlations with productivity, confirming their relevance as auxiliary variables in the stratification process. When comparing inventory procedures, the stratified approach enabled average reductions between 60% and 74% in sampling intensity, while maintaining adequate precision levels across all evaluated stands. These findings confirm the central hypothesis of the thesis, demonstrating that the integration of machine learning and forest inventory represents an effective strategy to rationalize field effort and optimize sampling processes. It is concluded that the use of RF combined with vegetation indices derived from remote sensing not only provides statistical gains, but also represents a conceptual and practical advancement in forest planning, contributing to operational efficiency, sector sustainability, and the improvement of planted forest management in Brazil. Nevertheless, it is emphasized that the application of the proposed approach should consider the limitations associated with stands exhibiting greater structural heterogeneity, requiring a critical and site-specific implementation. |
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Otimização dos processos de inventário florestal por meio do aprendizado de máquinaOptimization of forest inventory processes through machine learningAmostragem estratificadaAmostragem florestal de precisãoEucalyptus x urograndisRandom ForestSensoriamento remotoStratified samplingPrecision forest samplingRemote sensingCNPQ::CIENCIAS AGRARIAS::RECURSOS FLORESTAIS E ENGENHARIA FLORESTALPlanted eucalyptus forests form the backbone of the Brazilian forestry sector, with Eucalyptus × urograndis being the most widely used hybrid due to its rapid growth and high productivity. Forest inventory is an essential tool for sustainable management and production planning; however, conventional inventory methods often require high sampling intensities to ensure adequate levels of statistical precision, resulting in greater operational effort, higher costs, and longer fieldwork time. This scenario highlights a relevant methodological limitation in the execution of forest inventories, particularly in large-scale and structurally heterogeneous commercial plantations. In this context, the present study aimed to propose and evaluate a methodological approach capable of reducing the sampling intensity required in forest inventories of Eucalyptus × urograndis, while maintaining adequate levels of precision and statistical reliability, through the use of the Random Forest (RF) algorithm combined with vegetation indices derived from Sentinel-2 imagery. The choice of the RF algorithm is based on its robustness, ability to handle a large number of correlated variables, and consistent performance in recent forestry applications, especially when integrated with remote sensing (RS) data. The research was structured into two main stages. In the first stage, different vegetation indices were tested and evaluated using nonparametric statistical analyses (Kruskal–Wallis test and Spearman correlation), as well as RF performance metrics, including overall accuracy, the Kappa index, and cross-validation. This stage allowed the identification of the most relevant indices for structural differentiation of forest stands and validated the robustness of the algorithm in classifying productivity zones. In the second stage, the forest inventory was conducted using two sampling approaches: (i) simple random sampling and (ii) stratified sampling based on productivity zones generated by the RF model. The results were compared using descriptive statistics, analysis of variance (ANOVA), and an integrated synthesis of the required sampling intensity. The results demonstrated that the RF algorithm showed consistent performance in stand stratification, with high accuracy and Kappa values, as well as the formation of internally homogeneous and externally heterogeneous strata. The analysis of vegetation indices revealed significant correlations with productivity, confirming their relevance as auxiliary variables in the stratification process. When comparing inventory procedures, the stratified approach enabled average reductions between 60% and 74% in sampling intensity, while maintaining adequate precision levels across all evaluated stands. These findings confirm the central hypothesis of the thesis, demonstrating that the integration of machine learning and forest inventory represents an effective strategy to rationalize field effort and optimize sampling processes. It is concluded that the use of RF combined with vegetation indices derived from remote sensing not only provides statistical gains, but also represents a conceptual and practical advancement in forest planning, contributing to operational efficiency, sector sustainability, and the improvement of planted forest management in Brazil. Nevertheless, it is emphasized that the application of the proposed approach should consider the limitations associated with stands exhibiting greater structural heterogeneity, requiring a critical and site-specific implementation.Conselho Nacional de Pesquisa e Desenvolvimento Científico e Tecnológico - CNPqAs florestas plantadas de eucalipto representam a base do setor florestal brasileiro, sendo o Eucalyptus x urograndis o híbrido mais utilizado em razão do rápido crescimento e da elevada produtividade. O inventário florestal constitui ferramenta essencial para o manejo sustentável e para o planejamento da produção; entretanto, os métodos convencionais frequentemente exigem altas intensidades amostrais para garantir níveis adequados de precisão estatística, o que implica maior esforço operacional, custos elevados e maior tempo de execução em campo. Esse cenário evidencia uma limitação metodológica relevante na condução de inventários florestais, especialmente em povoamentos comerciais extensos e heterogêneos. Diante desse contexto, a presente pesquisa teve como objetivo propor e avaliar uma abordagem capaz de reduzir a intensidade amostral necessária em inventários florestais de Eucalyptus x urograndis, mantendo níveis adequados de precisão e confiabilidade estatística, por meio da utilização do algoritmo Random Forest (RF) associado a índices de vegetação derivados do Sentinel-2. A escolha do RF fundamenta-se em sua robustez, capacidade de lidar com grande número de variáveis correlacionadas e desempenho consistente em aplicações florestais recentes, especialmente quando integrado a dados de sensoriamento remoto (SR). A pesquisa foi estruturada em duas etapas principais. Na primeira, diferentes índices de vegetação foram testados e avaliados por meio de análise estatística não paramétrica (Kruskal-Wallis e correlação de Spearman), bem como por métricas de desempenho de RF, incluindo acurácia global, índice Kappa e validação cruzada. Essa etapa permitiu identificar os índices mais relevantes para a diferenciação estrutural dos povoamentos e validar a robustez do algoritmo na classificação das zonas de produtividade. Na segunda etapa, o inventário florestal foi conduzido a partir de dois procedimentos amostrais: (i) amostragem aleatória simples e (ii) amostragem estratificada com base nas zonas de produtividade geradas pelo RF. Os resultados foram comparados por meio de estatísticas descritivas, análise de variância (ANOVA) e síntese integrada da intensidade amostral requerida. Os resultados evidenciaram que o RF apresentou desempenho consistente na estratificação dos povoamentos, com elevados valores de acurácia e índice Kappa, além da formação de estratos internamente homogêneos e externamente heterogêneos. A análise dos índices de vegetação revelou correlações significativas com a produtividade, confirmando sua relevância como variáveis auxiliares no processo de estratificação. Na comparação entre os procedimentos de inventário, verificou-se que a abordagem estratificada possibilitou reduções médias entre 60% e 74% na intensidade amostral, mantendo níveis adequados de precisão em todos os talhões avaliados. Esses resultados confirmam a hipótese central da tese, demonstrando que a integração entre aprendizado de máquina e inventário florestal constitui uma estratégia eficaz para racionalizar o esforço de campo e otimizar os processos de amostragem. Conclui-se que o uso de RF aliado a índices de vegetação derivados do sensoriamento remoto representa não apenas ganhos estatísticos, mas também um avanço conceitual e prático no planejamento florestal, contribuindo para a eficiência operacional, a sustentabilidade do setor e o aprimoramento da gestão de florestas plantadas no Brasil. Ressalta-se, contudo, que a aplicação da abordagem proposta deve considerar as limitações associadas a povoamentos com maior heterogeneidade estrutural, demandando uma utilização crítica e adaptada às condições locais.Universidade Federal de Santa MariaBrasilUFSMPrograma de Pós-Graduação em Engenharia FlorestalCentro de Ciências RuraisFarias, Jorge Antonio dehttp://lattes.cnpq.br/9537008908546721Amaral, Lucio de PaulaBehling, AlexandreSilveira, Bruna Denardin daAlba, ElisianeOrso, Gabriel AgostiniZiembowicz, Matheus Morais2026-05-21T12:44:31Z2026-05-21T12:44:31Z2025-10-24info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisapplication/pdfhttp://repositorio.ufsm.br/handle/1/38430porAttribution-NonCommercial-NoDerivatives 4.0 Internationalinfo:eu-repo/semantics/openAccessreponame:Manancial - Repositório Digital da UFSMinstname:Universidade Federal de Santa Maria (UFSM)instacron:UFSM2026-05-21T12:44:31Zoai:repositorio.ufsm.br:1/38430Biblioteca Digital de Teses e Dissertaçõeshttps://repositorio.ufsm.br/PUBhttps://repositorio.ufsm.br/oai/requestatendimento.sib@ufsm.br||tedebc@gmail.com||manancial@ufsm.bropendoar:2026-05-21T12:44:31Manancial - Repositório Digital da UFSM - Universidade Federal de Santa Maria (UFSM)false |
| dc.title.none.fl_str_mv |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina Optimization of forest inventory processes through machine learning |
| title |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| spellingShingle |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina Ziembowicz, Matheus Morais Amostragem estratificada Amostragem florestal de precisão Eucalyptus x urograndis Random Forest Sensoriamento remoto Stratified sampling Precision forest sampling Remote sensing CNPQ::CIENCIAS AGRARIAS::RECURSOS FLORESTAIS E ENGENHARIA FLORESTAL |
| title_short |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| title_full |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| title_fullStr |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| title_full_unstemmed |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| title_sort |
Otimização dos processos de inventário florestal por meio do aprendizado de máquina |
| author |
Ziembowicz, Matheus Morais |
| author_facet |
Ziembowicz, Matheus Morais |
| author_role |
author |
| dc.contributor.none.fl_str_mv |
Farias, Jorge Antonio de http://lattes.cnpq.br/9537008908546721 Amaral, Lucio de Paula Behling, Alexandre Silveira, Bruna Denardin da Alba, Elisiane Orso, Gabriel Agostini |
| dc.contributor.author.fl_str_mv |
Ziembowicz, Matheus Morais |
| dc.subject.por.fl_str_mv |
Amostragem estratificada Amostragem florestal de precisão Eucalyptus x urograndis Random Forest Sensoriamento remoto Stratified sampling Precision forest sampling Remote sensing CNPQ::CIENCIAS AGRARIAS::RECURSOS FLORESTAIS E ENGENHARIA FLORESTAL |
| topic |
Amostragem estratificada Amostragem florestal de precisão Eucalyptus x urograndis Random Forest Sensoriamento remoto Stratified sampling Precision forest sampling Remote sensing CNPQ::CIENCIAS AGRARIAS::RECURSOS FLORESTAIS E ENGENHARIA FLORESTAL |
| description |
Planted eucalyptus forests form the backbone of the Brazilian forestry sector, with Eucalyptus × urograndis being the most widely used hybrid due to its rapid growth and high productivity. Forest inventory is an essential tool for sustainable management and production planning; however, conventional inventory methods often require high sampling intensities to ensure adequate levels of statistical precision, resulting in greater operational effort, higher costs, and longer fieldwork time. This scenario highlights a relevant methodological limitation in the execution of forest inventories, particularly in large-scale and structurally heterogeneous commercial plantations. In this context, the present study aimed to propose and evaluate a methodological approach capable of reducing the sampling intensity required in forest inventories of Eucalyptus × urograndis, while maintaining adequate levels of precision and statistical reliability, through the use of the Random Forest (RF) algorithm combined with vegetation indices derived from Sentinel-2 imagery. The choice of the RF algorithm is based on its robustness, ability to handle a large number of correlated variables, and consistent performance in recent forestry applications, especially when integrated with remote sensing (RS) data. The research was structured into two main stages. In the first stage, different vegetation indices were tested and evaluated using nonparametric statistical analyses (Kruskal–Wallis test and Spearman correlation), as well as RF performance metrics, including overall accuracy, the Kappa index, and cross-validation. This stage allowed the identification of the most relevant indices for structural differentiation of forest stands and validated the robustness of the algorithm in classifying productivity zones. In the second stage, the forest inventory was conducted using two sampling approaches: (i) simple random sampling and (ii) stratified sampling based on productivity zones generated by the RF model. The results were compared using descriptive statistics, analysis of variance (ANOVA), and an integrated synthesis of the required sampling intensity. The results demonstrated that the RF algorithm showed consistent performance in stand stratification, with high accuracy and Kappa values, as well as the formation of internally homogeneous and externally heterogeneous strata. The analysis of vegetation indices revealed significant correlations with productivity, confirming their relevance as auxiliary variables in the stratification process. When comparing inventory procedures, the stratified approach enabled average reductions between 60% and 74% in sampling intensity, while maintaining adequate precision levels across all evaluated stands. These findings confirm the central hypothesis of the thesis, demonstrating that the integration of machine learning and forest inventory represents an effective strategy to rationalize field effort and optimize sampling processes. It is concluded that the use of RF combined with vegetation indices derived from remote sensing not only provides statistical gains, but also represents a conceptual and practical advancement in forest planning, contributing to operational efficiency, sector sustainability, and the improvement of planted forest management in Brazil. Nevertheless, it is emphasized that the application of the proposed approach should consider the limitations associated with stands exhibiting greater structural heterogeneity, requiring a critical and site-specific implementation. |
| publishDate |
2025 |
| dc.date.none.fl_str_mv |
2025-10-24 2026-05-21T12:44:31Z 2026-05-21T12:44:31Z |
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info:eu-repo/semantics/publishedVersion |
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info:eu-repo/semantics/doctoralThesis |
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http://repositorio.ufsm.br/handle/1/38430 |
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por |
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por |
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Attribution-NonCommercial-NoDerivatives 4.0 International info:eu-repo/semantics/openAccess |
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Attribution-NonCommercial-NoDerivatives 4.0 International |
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openAccess |
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Universidade Federal de Santa Maria Brasil UFSM Programa de Pós-Graduação em Engenharia Florestal Centro de Ciências Rurais |
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Universidade Federal de Santa Maria Brasil UFSM Programa de Pós-Graduação em Engenharia Florestal Centro de Ciências Rurais |
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reponame:Manancial - Repositório Digital da UFSM instname:Universidade Federal de Santa Maria (UFSM) instacron:UFSM |
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Manancial - Repositório Digital da UFSM - Universidade Federal de Santa Maria (UFSM) |
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