Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil

Detalhes bibliográficos
Ano de defesa: 2022
Autor(a) principal: Ussami, Keyi Ando
Orientador(a): Não Informado pela instituição
Banca de defesa: Não Informado pela instituição
Tipo de documento: Tese
Tipo de acesso: Acesso aberto
Idioma: eng
Instituição de defesa: Biblioteca Digitais de Teses e Dissertações da USP
Programa de Pós-Graduação: Não Informado pela instituição
Departamento: Não Informado pela instituição
País: Não Informado pela instituição
Palavras-chave em Português:
Link de acesso: https://www.teses.usp.br/teses/disponiveis/12/12140/tde-17122024-164647/
Resumo: This dissertation assesses quantitatively the impact of a native vegetation conservation policy. We look at the Atlantic Forest Law (AFL), a zero deforestation policy launched in Brazil in 2006 that affects a huge area with both public and private lands, and evaluate its effects using recent advances in the difference-in-differences approach. We find a positive and significant effect of the AFL on the natural forest cover. Increases in forest cover occur mainly through the increase in the recovery process (allowing for native vegetation to naturally grow back or actively recovering it by planting seeds or seedlings), with positive annual net recovery even in the absence of significant changes in the forest loss process after the law. The increase in the natural forest cover and net recovery is observed immediately after the law\'s approval (in 2007), and society might have anticipated the AFL by increasing the deforestation one to three years prior to the law, which is consistent with the timing when the draft bill was approved in the Chamber of Deputies. This pre-emptive clearing delayed the net benefit from the policy in the majority of regions, taking an average of 10 years to the increase in forest cover to start producing net benefits. The analysis of heterogeneity showed that different regions responded differently to the policy, with higher effects coming from municipalities with less forests in the baseline. Our results suggest that the success of the AFL may be explained by a set of different strategies conducted by different stakeholders. Following the AFL, treated areas experienced an increase in the share of municipalities territories protected by Conservation Units, and an increase in the native forest vegetation cover in pre-existing Conservation Units. We also estimate a relative increase in the natural forest cover in private properties, whose owners seem to have complied with the law to a large extent and created new private Conservation Units. Pre-emptive clearing in the few years before the law affected both private and Conservation Units area, avoiding higher benefits from the AFL protection. Municipal governments seemed to have increased their environmental management expenditures over time, but this increase was not significantly different between treated and untreated areas. Our attempt to explore the mechanisms from the monitoring and enforcement side was not conclusive. Replication to other biomes might be limited by institutional characteristics and by the engagement of civil society.
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spelling Rainforest conservation policy assessment: the case of the Atlantic Forest in BrazilAvaliação de política de conservação de floresta tropical: o caso da Mata Atlântica no BrasilAnálise de impactoÁreas protegidasConservaçãoConservationDeforestationDesmatamentoEnforcementFiscalizaçãoImpact analysisProtected areasThis dissertation assesses quantitatively the impact of a native vegetation conservation policy. We look at the Atlantic Forest Law (AFL), a zero deforestation policy launched in Brazil in 2006 that affects a huge area with both public and private lands, and evaluate its effects using recent advances in the difference-in-differences approach. We find a positive and significant effect of the AFL on the natural forest cover. Increases in forest cover occur mainly through the increase in the recovery process (allowing for native vegetation to naturally grow back or actively recovering it by planting seeds or seedlings), with positive annual net recovery even in the absence of significant changes in the forest loss process after the law. The increase in the natural forest cover and net recovery is observed immediately after the law\'s approval (in 2007), and society might have anticipated the AFL by increasing the deforestation one to three years prior to the law, which is consistent with the timing when the draft bill was approved in the Chamber of Deputies. This pre-emptive clearing delayed the net benefit from the policy in the majority of regions, taking an average of 10 years to the increase in forest cover to start producing net benefits. The analysis of heterogeneity showed that different regions responded differently to the policy, with higher effects coming from municipalities with less forests in the baseline. Our results suggest that the success of the AFL may be explained by a set of different strategies conducted by different stakeholders. Following the AFL, treated areas experienced an increase in the share of municipalities territories protected by Conservation Units, and an increase in the native forest vegetation cover in pre-existing Conservation Units. We also estimate a relative increase in the natural forest cover in private properties, whose owners seem to have complied with the law to a large extent and created new private Conservation Units. Pre-emptive clearing in the few years before the law affected both private and Conservation Units area, avoiding higher benefits from the AFL protection. Municipal governments seemed to have increased their environmental management expenditures over time, but this increase was not significantly different between treated and untreated areas. Our attempt to explore the mechanisms from the monitoring and enforcement side was not conclusive. Replication to other biomes might be limited by institutional characteristics and by the engagement of civil society.Esta tese avalia o impacto de uma política de conservação da vegetação nativa de forma quantitativa. Analisamos a Lei da Mata Atlântica, uma política de desmatamento zero lançada no Brasil em 2006 que afeta grandes áreas contendo tanto terras públicas quanto privadas, e avaliamos seus efeitos usando avanços recentes na abordagem de diferenças em diferenças. Encontramos um efeito positivo e significativo da lei sobre as florestas naturais. O aumento da cobertura florestal ocorre principalmente através do aumento no processo de recuperação, com recuperação líquida anual positiva mesmo na ausência de mudanças significativas nas perdas de cobertura após a lei. Tais efeitos positivos são observados imediatamente após aprovação da lei, com efeitos de antecipação de um a três anos, condizente com o momento em que o projeto de lei da Mata Atlântica foi aprovado na Câmara dos Deputados. O desmatamento antecipatório atrasou os benefícios líquidos da política na maior parte das regiões, sendo necessário em média 10 anos para que o aumento na cobertura florestal apresentasse resultados líquidos positivos. A análise de heterogeneidade mostra diferentes respostas a depender da região, com maiores efeitos vindos de municípios com menores estoques de florestas no baseline. Nossos resultados sugerem que a eficácia dessa lei foi baseada em um conjunto de iniciativas vinda de diferentes atores. Após a lei, as áreas tratadas tiveram um aumento na área dos municípios protegidos por Unidades de Conservação e um aumento da cobertura florestal natural em Unidades de Conservação pré-existentes à lei. Estimamos também um aumento relativo da cobertura florestal em propriedades privadas, cujos proprietários parecem ter cumprido a lei em grande medida, além de terem criado novas Unidades de Conservação particulares. O desmatamento antecipatório afetou tanto terras privadas como Unidades de Conservação, reduzindo os benefícios da política. Os governos municipais parecem ter aumentado seus gastos com gestão ambiental ao longo do tempo, mas esse aumento não foi significativamente diferente entre áreas tratadas e não tratadas. Nossas tentativas em explorar os mecanismos pelo lado do monitoramento e coação não foram conclusivas. A replicação para outros biomas pode ser limitada por características institucionais e pelo engajamento da sociedade civil.Biblioteca Digitais de Teses e Dissertações da USPChimeli, Ariaster BaumgratzUssami, Keyi Ando2022-08-18info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisapplication/pdfhttps://www.teses.usp.br/teses/disponiveis/12/12140/tde-17122024-164647/reponame:Biblioteca Digital de Teses e Dissertações da USPinstname:Universidade de São Paulo (USP)instacron:USPLiberar o conteúdo para acesso público.info:eu-repo/semantics/openAccesseng2025-01-28T20:03:01Zoai:teses.usp.br:tde-17122024-164647Biblioteca Digital de Teses e Dissertaçõeshttp://www.teses.usp.br/PUBhttp://www.teses.usp.br/cgi-bin/mtd2br.plvirginia@if.usp.br|| atendimento@aguia.usp.br||virginia@if.usp.bropendoar:27212025-01-28T20:03:01Biblioteca Digital de Teses e Dissertações da USP - Universidade de São Paulo (USP)false
dc.title.none.fl_str_mv Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
Avaliação de política de conservação de floresta tropical: o caso da Mata Atlântica no Brasil
title Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
spellingShingle Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
Ussami, Keyi Ando
Análise de impacto
Áreas protegidas
Conservação
Conservation
Deforestation
Desmatamento
Enforcement
Fiscalização
Impact analysis
Protected areas
title_short Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
title_full Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
title_fullStr Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
title_full_unstemmed Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
title_sort Rainforest conservation policy assessment: the case of the Atlantic Forest in Brazil
author Ussami, Keyi Ando
author_facet Ussami, Keyi Ando
author_role author
dc.contributor.none.fl_str_mv Chimeli, Ariaster Baumgratz
dc.contributor.author.fl_str_mv Ussami, Keyi Ando
dc.subject.por.fl_str_mv Análise de impacto
Áreas protegidas
Conservação
Conservation
Deforestation
Desmatamento
Enforcement
Fiscalização
Impact analysis
Protected areas
topic Análise de impacto
Áreas protegidas
Conservação
Conservation
Deforestation
Desmatamento
Enforcement
Fiscalização
Impact analysis
Protected areas
description This dissertation assesses quantitatively the impact of a native vegetation conservation policy. We look at the Atlantic Forest Law (AFL), a zero deforestation policy launched in Brazil in 2006 that affects a huge area with both public and private lands, and evaluate its effects using recent advances in the difference-in-differences approach. We find a positive and significant effect of the AFL on the natural forest cover. Increases in forest cover occur mainly through the increase in the recovery process (allowing for native vegetation to naturally grow back or actively recovering it by planting seeds or seedlings), with positive annual net recovery even in the absence of significant changes in the forest loss process after the law. The increase in the natural forest cover and net recovery is observed immediately after the law\'s approval (in 2007), and society might have anticipated the AFL by increasing the deforestation one to three years prior to the law, which is consistent with the timing when the draft bill was approved in the Chamber of Deputies. This pre-emptive clearing delayed the net benefit from the policy in the majority of regions, taking an average of 10 years to the increase in forest cover to start producing net benefits. The analysis of heterogeneity showed that different regions responded differently to the policy, with higher effects coming from municipalities with less forests in the baseline. Our results suggest that the success of the AFL may be explained by a set of different strategies conducted by different stakeholders. Following the AFL, treated areas experienced an increase in the share of municipalities territories protected by Conservation Units, and an increase in the native forest vegetation cover in pre-existing Conservation Units. We also estimate a relative increase in the natural forest cover in private properties, whose owners seem to have complied with the law to a large extent and created new private Conservation Units. Pre-emptive clearing in the few years before the law affected both private and Conservation Units area, avoiding higher benefits from the AFL protection. Municipal governments seemed to have increased their environmental management expenditures over time, but this increase was not significantly different between treated and untreated areas. Our attempt to explore the mechanisms from the monitoring and enforcement side was not conclusive. Replication to other biomes might be limited by institutional characteristics and by the engagement of civil society.
publishDate 2022
dc.date.none.fl_str_mv 2022-08-18
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