Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria
| Ano de defesa: | 2024 |
|---|---|
| Autor(a) principal: | |
| Orientador(a): | |
| Banca de defesa: | |
| Tipo de documento: | Tese |
| Tipo de acesso: | Acesso aberto |
| Idioma: | por |
| Instituição de defesa: |
Universidade Federal de Minas Gerais
|
| Programa de Pós-Graduação: |
Não Informado pela instituição
|
| Departamento: |
Não Informado pela instituição
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| País: |
Não Informado pela instituição
|
| Palavras-chave em Português: | |
| Link de acesso: | https://hdl.handle.net/1843/77355 |
Resumo: | Improper omissions are in trend, and Brazilian courts are increasingly resorting to this form of criminal liability. The debates, however, have been developed separately from the perspective of the collective wrongdoing, so that little attention has been paid to the impact of the collective context on omissions liability. Can we actually talk about perpetrator and accessory by improper omission? Should the ways of intervening be differentiated also in improper omissions? Although the importance of adopting a differentiating criterion is widely recognized for commission crimes, there is a paradoxical maintenance of the unitary treatment of perpetrator and accessory in the cases of improper omissions in Brazil. This contrasts with the significant international debate, in which different proposals have been formulated to tackle the problem. In view of this, this work presents the reasons for the distinction between concurring offenders, which is essential to ensure a restrictive interpretation of the crime legal description. In this way, different treatment should be given to different conducts, with a fair and rational distribution of penalties based on the main or accessory wrongdoing. It is therefore proposed to adopt a differentiating criterion for the collective wrongdoing by improper omissions, based on considerations about the normological construction of the wrongdoing of the accessory and on an analytical study of the term aiding. Based on a positive concept of participation, which takes as its horizon the accessory nature of the duty that constitutes the wrongdoing of the accessory, it can be seen that the manifestation in the result of the forbidden risk of their behavior only occurs through the action or omission of a responsible perpetrator, in other words, it manifests itself indirectly in the result. It can therefore be concluded that the diagnostic-distinctive criterion between perpetrator and accessory lies in the peculiar manifestation of the disvalue of the violation of the duties of each of the interveners. Transposing this reasoning, by equivalence, to improper omissions allows us to identify as perpetrator the person who fails to comply with special duties of a primary nature, i.e. duties whose violation manifests its disvalue directly in the result. On the other hand, the person who fails to comply with ancillary duties, whose violation manifests its disvalue indirectly in the result, passing through the sphere of the perpetrator, is accessory. |
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2024-10-10T15:02:40Z2025-09-08T23:43:22Z2024-10-10T15:02:40Z2024-09-06https://hdl.handle.net/1843/77355Improper omissions are in trend, and Brazilian courts are increasingly resorting to this form of criminal liability. The debates, however, have been developed separately from the perspective of the collective wrongdoing, so that little attention has been paid to the impact of the collective context on omissions liability. Can we actually talk about perpetrator and accessory by improper omission? Should the ways of intervening be differentiated also in improper omissions? Although the importance of adopting a differentiating criterion is widely recognized for commission crimes, there is a paradoxical maintenance of the unitary treatment of perpetrator and accessory in the cases of improper omissions in Brazil. This contrasts with the significant international debate, in which different proposals have been formulated to tackle the problem. In view of this, this work presents the reasons for the distinction between concurring offenders, which is essential to ensure a restrictive interpretation of the crime legal description. In this way, different treatment should be given to different conducts, with a fair and rational distribution of penalties based on the main or accessory wrongdoing. It is therefore proposed to adopt a differentiating criterion for the collective wrongdoing by improper omissions, based on considerations about the normological construction of the wrongdoing of the accessory and on an analytical study of the term aiding. Based on a positive concept of participation, which takes as its horizon the accessory nature of the duty that constitutes the wrongdoing of the accessory, it can be seen that the manifestation in the result of the forbidden risk of their behavior only occurs through the action or omission of a responsible perpetrator, in other words, it manifests itself indirectly in the result. It can therefore be concluded that the diagnostic-distinctive criterion between perpetrator and accessory lies in the peculiar manifestation of the disvalue of the violation of the duties of each of the interveners. Transposing this reasoning, by equivalence, to improper omissions allows us to identify as perpetrator the person who fails to comply with special duties of a primary nature, i.e. duties whose violation manifests its disvalue directly in the result. On the other hand, the person who fails to comply with ancillary duties, whose violation manifests its disvalue indirectly in the result, passing through the sphere of the perpetrator, is accessory.porUniversidade Federal de Minas Geraishttp://creativecommons.org/licenses/by-nc-nd/3.0/pt/info:eu-repo/semantics/openAccessConcurso de pessoasParticipaçãoAuxílioOmissão imprópriaGarantidorDireito penalConcurso de pessoas (Direito Penal)Responsabilidade PenalCrimes por omissãoGarantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópriainfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisPaula Rocha Gouvêa Brenerreponame:Repositório Institucional da UFMGinstname:Universidade Federal de Minas Gerais (UFMG)instacron:UFMGhttp://lattes.cnpq.br/7955936197870150Frederico Gomes de Almeida Hortahttp://lattes.cnpq.br/0657217202573863Luis Augusto Sanzo BrodtAlaor Carlos Lopes LeiteBeatriz Correa CamargoHeloisa EstellitaA omissão imprópria encontre-se em voga, havendo um crescente recurso a essa forma de responsabilidade pelas cortes brasileiras. Os debates, contudo, têm se desenvolvido de modo apartado da perspectiva do concurso de pessoas, de modo que pouco se estudam os impactos do contexto coletivo sobre a responsabilidade dos omitentes. Haveria, afinal, garantidores autores e garantidores partícipes? Devem-se diferenciar as formas de concurso nos crimes omissivos impróprios? Embora a relevância da adoção de um critério diferenciador seja amplamente reconhecida para os crimes comissivos, verifica-se uma paradoxal manutenção do tratamento unitário nos crimes omissivos impróprios no Brasil. Essa permanência contrasta com o expressivo debate internacional, em que diferentes propostas vêm sendo formuladas para o enfrentamento do problema. Diante disso, este trabalho apresenta as razões para a distinção entre os concorrentes, imprescindível para assegurar uma leitura restritiva dos tipos penais. Confere-se, assim, tratamento distinto para condutas distintas, com a justa e racional distribuição de penas que tomem por referência o injusto principal ou o injusto acessório. Propõe-se, então, a adoção de um critério diferenciador para o concurso de pessoas nos crimes omissivos impróprios, alicerçado em considerações sobre a construção normológica do injusto do partícipe e em um estudo analítico do auxílio. A partir de um conceito positivo de participação, que toma por horizonte a natureza acessória do dever que constitui o injusto do partícipe, verifica-se que a manifestação no resultado do risco proibido do seu comportamento apenas ocorre através da ação ou omissão de um terceiro autorresponsável, ou seja, manifesta-se de modo indireto no resultado. Conclui-se, assim, que o critério diagnóstico-distintivo entre autores e partícipes se encontra na peculiar manifestação do desvalor da violação de deveres de cada um dos concorrentes. A transposição desse raciocínio, por princípio de equivalência, aos crimes omissivos impróprios permite identificar como garantidor autor aquele que descumpre deveres especiais de natureza principal, ou seja, deveres cuja violação manifesta seu desvalor diretamente no resultado. Em contrapartida, é partícipe o garantidor que descumpre deveres de natureza acessória, cuja violação manifesta seu desvalor indiretamente no resultado, perpassando a esfera de terceiro autorresponsável.2026-09-06https://orcid.org/0000-0002-9588-0332BrasilDIREITO - FACULDADE DE DIREITOPrograma de Pós-Graduação em DireitoUFMGORIGINALDepósito - Tese - Paula Brener - Garantidor Partícipe.pdfapplication/pdf2341663https://repositorio.ufmg.br//bitstreams/9b18163e-71fd-4ea5-8bd4-d26a987a1887/downloadffd2cceaa08a469d370a742223cac4a3MD51trueAnonymousREADCC-LICENSElicense_rdfapplication/octet-stream811https://repositorio.ufmg.br//bitstreams/2ffc848e-83e8-4921-be00-f6ba8b4dad76/downloadcfd6801dba008cb6adbd9838b81582abMD52falseAnonymousREADLICENSElicense.txttext/plain2118https://repositorio.ufmg.br//bitstreams/298b17d8-15e8-4271-8c69-4a15aa668ea6/downloadcda590c95a0b51b4d15f60c9642ca272MD53falseAnonymousREAD1843/773552025-09-08 20:43:22.836http://creativecommons.org/licenses/by-nc-nd/3.0/pt/Acesso Abertoopen.accessoai:repositorio.ufmg.br:1843/77355https://repositorio.ufmg.br/Repositório InstitucionalPUBhttps://repositorio.ufmg.br/oairepositorio@ufmg.bropendoar:2025-09-08T23:43:22Repositório Institucional da UFMG - Universidade Federal de Minas Gerais (UFMG)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 |
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Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| title |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| spellingShingle |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria Paula Rocha Gouvêa Brener Direito penal Concurso de pessoas (Direito Penal) Responsabilidade Penal Crimes por omissão Concurso de pessoas Participação Auxílio Omissão imprópria Garantidor |
| title_short |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| title_full |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| title_fullStr |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| title_full_unstemmed |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| title_sort |
Garantidor partícipe: razões e critério para um tratamento diferenciador no concurso de pessoas por omissão imprópria |
| author |
Paula Rocha Gouvêa Brener |
| author_facet |
Paula Rocha Gouvêa Brener |
| author_role |
author |
| dc.contributor.author.fl_str_mv |
Paula Rocha Gouvêa Brener |
| dc.subject.por.fl_str_mv |
Direito penal Concurso de pessoas (Direito Penal) Responsabilidade Penal Crimes por omissão |
| topic |
Direito penal Concurso de pessoas (Direito Penal) Responsabilidade Penal Crimes por omissão Concurso de pessoas Participação Auxílio Omissão imprópria Garantidor |
| dc.subject.other.none.fl_str_mv |
Concurso de pessoas Participação Auxílio Omissão imprópria Garantidor |
| description |
Improper omissions are in trend, and Brazilian courts are increasingly resorting to this form of criminal liability. The debates, however, have been developed separately from the perspective of the collective wrongdoing, so that little attention has been paid to the impact of the collective context on omissions liability. Can we actually talk about perpetrator and accessory by improper omission? Should the ways of intervening be differentiated also in improper omissions? Although the importance of adopting a differentiating criterion is widely recognized for commission crimes, there is a paradoxical maintenance of the unitary treatment of perpetrator and accessory in the cases of improper omissions in Brazil. This contrasts with the significant international debate, in which different proposals have been formulated to tackle the problem. In view of this, this work presents the reasons for the distinction between concurring offenders, which is essential to ensure a restrictive interpretation of the crime legal description. In this way, different treatment should be given to different conducts, with a fair and rational distribution of penalties based on the main or accessory wrongdoing. It is therefore proposed to adopt a differentiating criterion for the collective wrongdoing by improper omissions, based on considerations about the normological construction of the wrongdoing of the accessory and on an analytical study of the term aiding. Based on a positive concept of participation, which takes as its horizon the accessory nature of the duty that constitutes the wrongdoing of the accessory, it can be seen that the manifestation in the result of the forbidden risk of their behavior only occurs through the action or omission of a responsible perpetrator, in other words, it manifests itself indirectly in the result. It can therefore be concluded that the diagnostic-distinctive criterion between perpetrator and accessory lies in the peculiar manifestation of the disvalue of the violation of the duties of each of the interveners. Transposing this reasoning, by equivalence, to improper omissions allows us to identify as perpetrator the person who fails to comply with special duties of a primary nature, i.e. duties whose violation manifests its disvalue directly in the result. On the other hand, the person who fails to comply with ancillary duties, whose violation manifests its disvalue indirectly in the result, passing through the sphere of the perpetrator, is accessory. |
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2024 |
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2024-09-06 |
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