Crimes omissivos impróprios e dolo eventual

Detalhes bibliográficos
Ano de defesa: 2023
Autor(a) principal: Vellasco, Matheus Borges Kauss lattes
Outros Autores: matheus@paulofreitasribeiro.adv.br
Orientador(a): Lobato, José Danilo Tavares lattes
Banca de defesa: Fragoso, Christiano Falk lattes, Santos, Marcelo Almeida Ruivo dos lattes
Tipo de documento: Dissertação
Tipo de acesso: Acesso aberto
Idioma: por
Instituição de defesa: Universidade do Estado do Rio de Janeiro
Programa de Pós-Graduação: Programa de Pós-Graduação em Direito
Departamento: Centro de Ciências Sociais::Faculdade de Direito
País: Brasil
Palavras-chave em Português:
Palavras-chave em Inglês:
Área do conhecimento CNPq:
Link de acesso: http://www.bdtd.uerj.br/handle/1/20771
Resumo: The improper omission is undoubtedly a tortuous subject in Criminal Law, as are the aspects related to subjective imputation, especially when trying to define the concept of eventual intention. This paper seeks to investigate the intersection between these two topics, that is, the compatibility or not of criminal liability for the eventual intention in crimes of improper omissions. The path to be followed begins with the distinction between proper and improper omissive crimes, later moving on to discuss the legal foundations that justify the typical equivalence between commissive and omissive behavior. Subsequently, the assumptions of the objective typicality of improper omission are addressed. The requirements for material grounds of the guarantor position are analyzed, as well as the legal contours of the typical risk situation and the need to delimit the omitted action. The discussions on causality and objective imputation in the case of improper omission are further investigated, notably with regard to the confrontation between the theories of avoidability and risk reduction. Once all the premises concerning improper omission have been established, the study focuses on the study of malice, going through the currently dominant theories, of a volitional nature, to subsequently enter into the study of the cognitive approaches. It departs from this analysis to reach the points of tension between the theories, exposing the main criticisms directed at the volitional theories and the possible incompatibilities of the cognitive approaches with the Brazilian legal system. Finally, from all the theoretical products derived from the exposure made throughout the work, we arrive at the chapter dedicated to the conclusion of the dissertation. In summary, the possible answers on the compatibility or not of improper omission with eventual intention are exposed, which is done considering not only the dominant theories on the elements of subjective and objective imputation but also the minority theories, in order to achieve the greatest possible dogmatic yield in this investigation.
id UERJ_04b77e5d274c32e05461777ea1da5946
oai_identifier_str oai:www.bdtd.uerj.br:1/20771
network_acronym_str UERJ
network_name_str Biblioteca Digital de Teses e Dissertações da UERJ
repository_id_str
spelling Lobato, José Danilo Tavareshttp://lattes.cnpq.br/0694187098569480Fragoso, Christiano Falkhttp://lattes.cnpq.br/6348102525391997Santos, Marcelo Almeida Ruivo doshttp://lattes.cnpq.br/0251837300025745http://lattes.cnpq.br/6270089688532736Vellasco, Matheus Borges Kaussmatheus@paulofreitasribeiro.adv.br2023-12-07T17:50:43Z2023-03-03VELLASCO, Matheus Borges Kauss. Crimes omissivos impróprios e dolo eventual. 2023. 201 f. Dissertação (Mestrado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2023.http://www.bdtd.uerj.br/handle/1/20771The improper omission is undoubtedly a tortuous subject in Criminal Law, as are the aspects related to subjective imputation, especially when trying to define the concept of eventual intention. This paper seeks to investigate the intersection between these two topics, that is, the compatibility or not of criminal liability for the eventual intention in crimes of improper omissions. The path to be followed begins with the distinction between proper and improper omissive crimes, later moving on to discuss the legal foundations that justify the typical equivalence between commissive and omissive behavior. Subsequently, the assumptions of the objective typicality of improper omission are addressed. The requirements for material grounds of the guarantor position are analyzed, as well as the legal contours of the typical risk situation and the need to delimit the omitted action. The discussions on causality and objective imputation in the case of improper omission are further investigated, notably with regard to the confrontation between the theories of avoidability and risk reduction. Once all the premises concerning improper omission have been established, the study focuses on the study of malice, going through the currently dominant theories, of a volitional nature, to subsequently enter into the study of the cognitive approaches. It departs from this analysis to reach the points of tension between the theories, exposing the main criticisms directed at the volitional theories and the possible incompatibilities of the cognitive approaches with the Brazilian legal system. Finally, from all the theoretical products derived from the exposure made throughout the work, we arrive at the chapter dedicated to the conclusion of the dissertation. In summary, the possible answers on the compatibility or not of improper omission with eventual intention are exposed, which is done considering not only the dominant theories on the elements of subjective and objective imputation but also the minority theories, in order to achieve the greatest possible dogmatic yield in this investigation.A omissão imprópria é, sem dúvidas, um tema tortuoso no Direito Penal, tal como o são os aspectos atinentes à imputação subjetiva, especialmente quando se trata da tentativa de definir o conceito de dolo eventual. Este trabalho busca investigar uma interseção entre esses dois temas, qual seja, a compatibilidade ou não da responsabilização penal a título de dolo eventual nos delitos omissivos impróprios. O caminho percorrido se inicia com a distinção entre os crimes omissivos próprios e impróprios, posteriormente avançando para a discussão acerca dos fundamentos jurídicos que justificam a equiparação típica entre um comportamento comissivo e um comportamento omissivo em relação ao resultado. Em momento posterior, abordam-se os pressupostos de tipicidade objetiva da omissão imprópria. São analisados os requisitos de fundamentação material da posição de garantidor, os contornos jurídicos da situação típica de risco e a necessidade de delimitação da ação omitida, investigando-se, ainda, as questões acerca da causalidade e da imputação objetiva na omissão imprópria, notadamente no que tange ao confronto entre as teorias da evitabilidade e da diminuição dos riscos. Uma vez estabelecidas todas as premissas concernentes à omissão imprópria, o trabalho se debruça sobre um estudo das teorias do dolo, perpassando pelas correntes atualmente dominantes, de cariz volitivo, para posteriormente adentrar no estudo das teorias cognitivas. Parte-se dessa análise para chegar aos pontos de tensão entre as teorias, expondo-se as principais críticas a elas dirigidas, bem como analisando possíveis incompatibilidades com o ordenamento jurídico brasileiro. Por fim, a partir de todo o produto teórico oriundo da exposição feita ao longo do trabalho, chega-se ao capítulo dedicado à conclusão da dissertação. São expostas as possíveis respostas sobre a compatibilidade ou não da omissão imprópria com o dolo eventual, o que se faz considerando não só as teorias dominantes acerca dos elementos de imputação subjetiva e objetiva, mas também as minoritárias, a fim de que se alcance o maior rendimento dogmático possível nesta investigação.Submitted by Marina CCS/C (marina_gomesdeoliveira@hotmail.com) on 2023-12-07T17:50:43Z No. of bitstreams: 1 Dissertação - Matheus Borges Kauss Vellasco - 2023 - Completa.pdf: 1473137 bytes, checksum: d244e4e191c3fb69675b6019c9a892b2 (MD5)Made available in DSpace on 2023-12-07T17:50:43Z (GMT). No. of bitstreams: 1 Dissertação - Matheus Borges Kauss Vellasco - 2023 - Completa.pdf: 1473137 bytes, checksum: d244e4e191c3fb69675b6019c9a892b2 (MD5) Previous issue date: 2023-03-03application/pdfporUniversidade do Estado do Rio de JaneiroPrograma de Pós-Graduação em DireitoUERJBrasilCentro de Ciências Sociais::Faculdade de DireitoImproper omissionDolus eventualisCausality in omissionOmissão imprópriaDolo eventualCausalidade na omissãoCIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PUBLICO::DIREITO PENALCrimes omissivos impróprios e dolo eventualImproper omission crimes and dolus eventualisinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/openAccessreponame:Biblioteca Digital de Teses e Dissertações da UERJinstname:Universidade do Estado do Rio de Janeiro (UERJ)instacron:UERJORIGINALDissertacao - Matheus Borges Kauss Vellasco - 2023 - Completa.pdfDissertacao - Matheus Borges Kauss Vellasco - 2023 - Completa.pdfapplication/pdf1493032http://www.bdtd.uerj.br/bitstream/1/20771/2/Dissertacao+-+Matheus+Borges+Kauss+Vellasco+-+2023+-+Completa.pdfd9062bcba2355b610eef5c7047f118e4MD52LICENSElicense.txtlicense.txttext/plain; charset=utf-82123http://www.bdtd.uerj.br/bitstream/1/20771/1/license.txte5502652da718045d7fcd832b79fca29MD511/207712024-02-28 14:26:00.14oai:www.bdtd.uerj.br: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Biblioteca Digital de Teses e Dissertaçõeshttp://www.bdtd.uerj.br/PUBhttps://www.bdtd.uerj.br:8443/oai/requestbdtd.suporte@uerj.bropendoar:29032024-02-28T17:26Biblioteca Digital de Teses e Dissertações da UERJ - Universidade do Estado do Rio de Janeiro (UERJ)false
dc.title.por.fl_str_mv Crimes omissivos impróprios e dolo eventual
dc.title.alternative.eng.fl_str_mv Improper omission crimes and dolus eventualis
title Crimes omissivos impróprios e dolo eventual
spellingShingle Crimes omissivos impróprios e dolo eventual
Vellasco, Matheus Borges Kauss
Improper omission
Dolus eventualis
Causality in omission
Omissão imprópria
Dolo eventual
Causalidade na omissão
CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PUBLICO::DIREITO PENAL
title_short Crimes omissivos impróprios e dolo eventual
title_full Crimes omissivos impróprios e dolo eventual
title_fullStr Crimes omissivos impróprios e dolo eventual
title_full_unstemmed Crimes omissivos impróprios e dolo eventual
title_sort Crimes omissivos impróprios e dolo eventual
author Vellasco, Matheus Borges Kauss
author_facet Vellasco, Matheus Borges Kauss
matheus@paulofreitasribeiro.adv.br
author_role author
author2 matheus@paulofreitasribeiro.adv.br
author2_role author
dc.contributor.advisor1.fl_str_mv Lobato, José Danilo Tavares
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/0694187098569480
dc.contributor.referee1.fl_str_mv Fragoso, Christiano Falk
dc.contributor.referee1Lattes.fl_str_mv http://lattes.cnpq.br/6348102525391997
dc.contributor.referee2.fl_str_mv Santos, Marcelo Almeida Ruivo dos
dc.contributor.referee2Lattes.fl_str_mv http://lattes.cnpq.br/0251837300025745
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/6270089688532736
dc.contributor.author.fl_str_mv Vellasco, Matheus Borges Kauss
matheus@paulofreitasribeiro.adv.br
contributor_str_mv Lobato, José Danilo Tavares
Fragoso, Christiano Falk
Santos, Marcelo Almeida Ruivo dos
dc.subject.eng.fl_str_mv Improper omission
Dolus eventualis
Causality in omission
topic Improper omission
Dolus eventualis
Causality in omission
Omissão imprópria
Dolo eventual
Causalidade na omissão
CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PUBLICO::DIREITO PENAL
dc.subject.por.fl_str_mv Omissão imprópria
Dolo eventual
Causalidade na omissão
dc.subject.cnpq.fl_str_mv CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PUBLICO::DIREITO PENAL
description The improper omission is undoubtedly a tortuous subject in Criminal Law, as are the aspects related to subjective imputation, especially when trying to define the concept of eventual intention. This paper seeks to investigate the intersection between these two topics, that is, the compatibility or not of criminal liability for the eventual intention in crimes of improper omissions. The path to be followed begins with the distinction between proper and improper omissive crimes, later moving on to discuss the legal foundations that justify the typical equivalence between commissive and omissive behavior. Subsequently, the assumptions of the objective typicality of improper omission are addressed. The requirements for material grounds of the guarantor position are analyzed, as well as the legal contours of the typical risk situation and the need to delimit the omitted action. The discussions on causality and objective imputation in the case of improper omission are further investigated, notably with regard to the confrontation between the theories of avoidability and risk reduction. Once all the premises concerning improper omission have been established, the study focuses on the study of malice, going through the currently dominant theories, of a volitional nature, to subsequently enter into the study of the cognitive approaches. It departs from this analysis to reach the points of tension between the theories, exposing the main criticisms directed at the volitional theories and the possible incompatibilities of the cognitive approaches with the Brazilian legal system. Finally, from all the theoretical products derived from the exposure made throughout the work, we arrive at the chapter dedicated to the conclusion of the dissertation. In summary, the possible answers on the compatibility or not of improper omission with eventual intention are exposed, which is done considering not only the dominant theories on the elements of subjective and objective imputation but also the minority theories, in order to achieve the greatest possible dogmatic yield in this investigation.
publishDate 2023
dc.date.accessioned.fl_str_mv 2023-12-07T17:50:43Z
dc.date.issued.fl_str_mv 2023-03-03
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
format masterThesis
status_str publishedVersion
dc.identifier.citation.fl_str_mv VELLASCO, Matheus Borges Kauss. Crimes omissivos impróprios e dolo eventual. 2023. 201 f. Dissertação (Mestrado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2023.
dc.identifier.uri.fl_str_mv http://www.bdtd.uerj.br/handle/1/20771
identifier_str_mv VELLASCO, Matheus Borges Kauss. Crimes omissivos impróprios e dolo eventual. 2023. 201 f. Dissertação (Mestrado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2023.
url http://www.bdtd.uerj.br/handle/1/20771
dc.language.iso.fl_str_mv por
language por
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
dc.publisher.none.fl_str_mv Universidade do Estado do Rio de Janeiro
dc.publisher.program.fl_str_mv Programa de Pós-Graduação em Direito
dc.publisher.initials.fl_str_mv UERJ
dc.publisher.country.fl_str_mv Brasil
dc.publisher.department.fl_str_mv Centro de Ciências Sociais::Faculdade de Direito
publisher.none.fl_str_mv Universidade do Estado do Rio de Janeiro
dc.source.none.fl_str_mv reponame:Biblioteca Digital de Teses e Dissertações da UERJ
instname:Universidade do Estado do Rio de Janeiro (UERJ)
instacron:UERJ
instname_str Universidade do Estado do Rio de Janeiro (UERJ)
instacron_str UERJ
institution UERJ
reponame_str Biblioteca Digital de Teses e Dissertações da UERJ
collection Biblioteca Digital de Teses e Dissertações da UERJ
bitstream.url.fl_str_mv http://www.bdtd.uerj.br/bitstream/1/20771/2/Dissertacao+-+Matheus+Borges+Kauss+Vellasco+-+2023+-+Completa.pdf
http://www.bdtd.uerj.br/bitstream/1/20771/1/license.txt
bitstream.checksum.fl_str_mv d9062bcba2355b610eef5c7047f118e4
e5502652da718045d7fcd832b79fca29
bitstream.checksumAlgorithm.fl_str_mv MD5
MD5
repository.name.fl_str_mv Biblioteca Digital de Teses e Dissertações da UERJ - Universidade do Estado do Rio de Janeiro (UERJ)
repository.mail.fl_str_mv bdtd.suporte@uerj.br
_version_ 1811729031002849280